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WhiteHorse Finance

26 hedge funds and large institutions have $37.1M invested in WhiteHorse Finance in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more capital invested

Capital invested by funds: $28.9M → $37.1M (+$8.28M)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

7% less funds holding

Funds holding: 2826 (-2)

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
9
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.36M +$1.98M +159,039 +28%
MC
2
Muzinich & Co
New York
$7.78M +$839K +67,329 New
YMRC
3
Yorktown Management & Research Company
Virginia
$6M -$125K -10,000 -2%
UBS Group
4
UBS Group
Switzerland
$4.29M +$4.63M +371,165 New
BTS
5
BB&T Securities
Virginia
$2.15M -$60.6K -4,866 -21%
Deutsche Bank
6
Deutsche Bank
Germany
$1.83M +$830K +66,616 +73%
NCM
7
Nantahala Capital Management
Connecticut
$1.36M +$1.46M +117,513 New
BCM
8
Buckhead Capital Management
Georgia
$1.19M +$3.12K +250 +0.2%
RVP
9
Relative Value Partners
Illinois
$679K +$373K +29,945 +104%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$620K +$371K +29,800 +125%
Two Sigma Investments
11
Two Sigma Investments
New York
$593K +$277K +22,265 +77%
Stifel Financial
12
Stifel Financial
Missouri
$456K -$33.9K -2,721 -6%
Morgan Stanley
13
Morgan Stanley
New York
$394K +$154K +12,351 +57%
BG
14
BlackRock Group
United Kingdom
$336K -$56.2K -4,513 -13%
N
15
Nuveen
North Carolina
$316K +$74.8K +6,000 +28%
Goldman Sachs
16
Goldman Sachs
New York
$243K -$116K -9,283 -31%
VKH
17
Virtu KCG Holdings
New York
$167K +$181K +14,488 New
B
18
Barings
North Carolina
$162K
Millennium Management
19
Millennium Management
New York
$161K +$37.2K +2,981 +27%
PAM
20
Panagora Asset Management
Massachusetts
$17K
Citigroup
21
Citigroup
New York
$12K
TRCT
22
Tower Research Capital (TRC)
New York
$8K -$1.75K -140 -16%
CCA
23
Catalyst Capital Advisors
New York
$6K +$6.23K +500 New
PI
24
PineBridge Investments
New York
$6K +$6.66K +534 New
WRM
25
Westport Resources Management
Connecticut
$2K -$6.23K -500 -71%

WHF Hedge Fund Activity: Q4 2014 in Review

26 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in WhiteHorse Finance (WHF) for Q4 2014, worth a combined $37.1M — up 29% from $28.9M a quarter earlier.

Fund positioning in WHF was balanced in Q4 2014: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.98M. The largest seller was Allen Investment Management, exiting entirely with an estimated $251K sold.

  • 26 institutional investors held WhiteHorse Finance (WHF) as of Q4 2014, down from 28 in Q3 2014.
  • Funds reported $37.1M of WhiteHorse Finance stock for Q4 2014, up 29% quarter-over-quarter.
  • 6 funds opened new WhiteHorse Finance positions in Q4 2014 and 6 closed out, a net change of 0 holders.
  • The largest WhiteHorse Finance buyer in Q4 2014 was Advisors Asset Management, an estimated $1.98M added.
  • The largest WhiteHorse Finance seller in Q4 2014 was Allen Investment Management, an estimated $251K sold.

Based on aggregated 13F filings for Q4 2014.