Orinda Asset Management’s WhiteHorse Finance WHF Stock Holding History

Orinda Asset Management’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-63,098	Closed	-$655K	–	126
2016 Q2	$655K	Buy	+63,098	New	+$653K	0.73%	35
2016 Q1	–	Sell	-51,536	Closed	-$591K	–	91
2015 Q4	$591K	Buy	51,536 +28,811	+127%	+$355K	0.85%	34
2015 Q3	$265K	Sell	22,725 -41,236	-64%	-$518K	0.33%	50
2015 Q2	$810K	Buy	63,961 +2,354	+4%	+$30.5K	0.91%	38
2015 Q1	$765K	Buy	+61,607	New	+$745K	0.82%	36

Other funds holding WHF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

NFA

Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Orinda Asset Management's WHF Position: Q3 2016 in Review

Orinda Asset Management sold out of WhiteHorse Finance (WHF) in Q3 2016, closing a stake of 63,098 shares — an estimated $655K sold.

Orinda Asset Management first reported a position in WHF in Q1 2015 and held it in 5 quarters. The position peaked at $810K in Q2 2015. 18 funds tracked by Wall St. Rank hold WHF as of Q3 2016.

Orinda Asset Management reported no remaining WhiteHorse Finance position as of Q3 2016 after selling out during the quarter.
Orinda Asset Management sold 63,098 WhiteHorse Finance shares in Q3 2016, an estimated $655K.
Orinda Asset Management first reported a position in WhiteHorse Finance in Q1 2015 and held it in 5 quarters.
Orinda Asset Management's WhiteHorse Finance position peaked at $810K in Q2 2015.
18 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q3 2016.

Based on Orinda Asset Management's 13F filing for Q3 2016, filed 25 Oct 2016.