First Trust Capital Management’s WhiteHorse Finance WHF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-36,106	Closed	-$439K	–	43
2016 Q4	$439K	Buy	+36,106	New	+$439K	0.13%	29
2016 Q2	$756K	Buy	69,890 +6,792	+11%	+$73.5K	0.28%	36
2016 Q1	$655K	Buy	+63,098	New	+$655K	0.45%	25