Yorktown Management & Research Company’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Yorktown Management & Research Company’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-3,500	Closed	-$331K	–	419
2015 Q3	$331K	Sell	3,500 -4,500	-56%	-$442K	0.05%	214
2015 Q2	$799K	Sell	8,000 -3,250	-29%	-$330K	0.14%	142
2015 Q1	$1.14M	Buy	11,250 +1,000	+10%	+$102K	0.21%	105
2014 Q4	$1.03M	Buy	10,250 +1,250	+14%	+$129K	0.22%	82
2014 Q3	$933K	Buy	9,000 +1,000	+13%	+$105K	0.18%	99
2014 Q2	$855K	Sell	8,000 -199,300	-96%	-$21.3M	0.16%	101
2014 Q1	$22.1M	Buy	207,300 +1,000	+0.5%	+$107K	4.21%	1
2013 Q4	$21.9M	Hold	206,300	–	–	4.42%	1
2013 Q3	$21.6M	Buy	206,300 +4,000	+2%	+$418K	4.63%	1
2013 Q2	$20.8M	Buy	+202,300	New	+$21.2M	4.38%	3

Other funds holding HYS

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Yorktown Management & Research Company's HYS Position: Q4 2015 in Review

Yorktown Management & Research Company sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q4 2015, closing a stake of 3,500 shares — an estimated $331K sold.

Yorktown Management & Research Company first reported a position in HYS in Q2 2013 and held it in 10 quarters. The position peaked at $22.1M in Q1 2014. 166 funds tracked by Wall St. Rank hold HYS as of Q4 2015.

Yorktown Management & Research Company reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q4 2015 after selling out during the quarter.
Yorktown Management & Research Company sold 3,500 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q4 2015, an estimated $331K.
Yorktown Management & Research Company first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2013 and held it in 10 quarters.
Yorktown Management & Research Company's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $22.1M in Q1 2014.
166 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q4 2015.

Based on Yorktown Management & Research Company's 13F filing for Q4 2015, filed 27 Jan 2016.