We are live on ! Find out more
YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.74%
5 Year Est. Return
+299.09%
10 Year Est. Return
+934.83%
AUM
$384M
AUM Growth
-$10.8M
Cap. Flow
-$29.4M
Cap. Flow %
-7.65%
Top 10 Hldgs %
38.56%
Holding
385
New
22
Increased
20
Reduced
21
Closed
44

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$5.37M
2
LADR
Ladder Capital
LADR
+$3.03M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.97M
4
RITM icon
Rithm Capital
RITM
+$1.8M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.69M

Top Sells

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$8.71M
2
TSLX icon
Sixth Street Specialty
TSLX
+$5.79M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.71M
4
GSBD icon
Goldman Sachs BDC
GSBD
+$4.13M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.87M

Sector Composition

Rank Sector Weight
1 Financials 35.06%
2 Real Estate 18.15%
3 Communication Services 5.86%
4 Technology 4.96%
5 Industrials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$14.1B
$34.8M 9.06%
2,000,000
+50,000
+3% +$864K
RITM icon
2
Rithm Capital
RITM
$5.7B
$28.2M 7.35%
1,660,000
+110,000
+7% +$1.8M
SLRC icon
3
SLR Investment Corp
SLRC
$717M
$28M 7.31%
1,240,000
+63,707
+5% +$1.39M
ARI
4
Apollo Commercial Real Estate
ARI
$889M
$12.2M 3.19%
650,000
– –
T icon
5
AT&T
T
$160B
$8.78M 2.29%
279,761
– –
TWO
6
Two Harbors Investment
TWO
$1.27B
$8.63M 2.25%
112,500
-25,000
-18% -$1.82M
BGC icon
7
BGC Group
BGC
$5.29B
$7.38M 1.92%
1,010,750
– –
FDUS icon
8
Fidus Investment
FDUS
$778M
$7.03M 1.83%
400,000
– –
VZ icon
9
Verizon
VZ
$195B
$6.7M 1.75%
137,400
– –
BXMT icon
10
Blackstone Mortgage Trust
BXMT
$2.43B
$6.19M 1.61%
200,000
– –
TSLX icon
11
Sixth Street Specialty
TSLX
$1.7B
$6.12M 1.59%
300,000
-300,000
-50% -$5.79M
TCPC icon
12
BlackRock TCP Capital
TCPC
$295M
$5.57M 1.45%
320,000
– –
BBDC icon
13
Barings BDC
BBDC
$894M
$5.34M 1.39%
+280,000
New +$5.37M
LADR
14
Ladder Capital
LADR
$1.22B
$5.2M 1.36%
360,200
+215,200
+148% +$3.03M
MAIN icon
15
Main Street Capital
MAIN
$5.31B
$4.78M 1.25%
125,000
-60,000
-32% -$2.22M
HYT icon
16
BlackRock Corporate High Yield Fund
HYT
$1.37B
$4.75M 1.24%
435,000
– –
GHY
17
PGIM Global High Yield Fund
GHY
$483M
$4.33M 1.13%
290,485
– –
NMFC icon
18
New Mountain Finance
NMFC
$709M
$4.32M 1.13%
290,000
– –
EVV
19
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4.01M 1.05%
290,000
– –
ISD
20
PGIM High Yield Bond Fund
ISD
$418M
$3.83M 1%
248,800
-71,200
-22% -$1.11M
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$3.54M 0.92%
15,000
+7,000
+88% +$1.63M
STWD icon
22
Starwood Property Trust
STWD
$6.01B
$3.39M 0.88%
150,000
– –
SCHX icon
23
Schwab US Large- Cap ETF
SCHX
$74.3B
$3.38M 0.88%
360,000
+180,000
+100% +$1.66M
HYB
24
DELISTED
New America High Income Fund, Inc.
HYB
$3.35M 0.87%
355,000
– –
MFA
25
MFA Financial
MFA
$925M
$3.23M 0.84%
100,000
– –
1
2 3 4 5

Similar funds

OFM
Omega Fund Management Boston, Massachusetts $163M AUM 107.06% 1-Year Est. Return
TCGDR
TB Capital Gestao de Recursos Rio De Janeiro $163M AUM 20.86% 1-Year Est. Return
IPWA
International Private Wealth Advisors San Diego, California $163M AUM 16.99% 1-Year Est. Return
PCR
Potrero Capital Research San Francisco, California $163M AUM 79.07% 1-Year Est. Return
IVGAI
Index Venture Growth Associates IV St. Helier, Jersey $163M AUM 54.88% 1-Year Est. Return
CC
Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return
GP
Gridiron Partners Wexford, Pennsylvania $164M AUM 3.31% 1-Year Est. Return
PWAM
Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return

Yorktown Management & Research Company's Q1 2017 Portfolio in Review

As of Q1 2017, Yorktown Management & Research Company held 385 positions worth $384M, down 2.7% from $394M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Yorktown Management & Research Company withdrew a net $29.4M in Q1 2017, closing 44 positions and reducing 21 holdings. Its most notable exit was State Street DoubleLine Total Return Tactical ETF, an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 36% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Barings BDC worth $5.34M.

  • Yorktown Management & Research Company's largest Q1 2017 buy was Barings BDC: 280,000 shares worth $5.34M.
  • Yorktown Management & Research Company added most to Ladder Capital in Q1 2017, an estimated $3.03M increase.
  • Yorktown Management & Research Company's biggest Q1 2017 reduction was Sixth Street Specialty, cutting an estimated $5.79M.
  • Yorktown Management & Research Company fully exited State Street DoubleLine Total Return Tactical ETF in Q1 2017, selling an estimated $8.71M.
  • Yorktown Management & Research Company's ten largest holdings make up 39% of its $384M portfolio in Q1 2017.
  • Yorktown Management & Research Company opened 22 new positions and closed 44 in Q1 2017.
  • Yorktown Management & Research Company's portfolio value fell 2.7% quarter-over-quarter to $384M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2017, filed 4 May 2017.