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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$515M
AUM Growth
-$49.6M
Cap. Flow
-$59.5M
Cap. Flow %
-11.54%
Top 10 Hldgs %
17.24%
Holding
433
New
45
Increased
35
Reduced
44
Closed
73

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$6.63M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.55M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.47M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.31M
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$3.09M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$5M
2
RITM icon
Rithm Capital
RITM
+$4.99M
3
NLY icon
Annaly Capital Management
NLY
+$3.63M
4
ABBV icon
AbbVie
ABBV
+$3.37M
5
RGC
Regal Entertainment Group
RGC
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 21.69%
2 Financials 19.99%
3 Communication Services 4.43%
4 Utilities 3.3%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
1
Blackstone Mortgage Trust
BXMT
$2.4B
$10.2M 1.98%
380,000
– –
TWO
2
Two Harbors Investment
TWO
$1.27B
$9.72M 1.89%
153,050
– –
AGNC icon
3
AGNC Investment
AGNC
$12.9B
$9.5M 1.84%
510,000
– –
CIM
4
Chimera Investment
CIM
$1.01B
$8.83M 1.71%
216,667
-4,000
-2% -$155K
PFF icon
5
iShares Preferred and Income Securities ETF
PFF
$13.2B
$8.69M 1.69%
222,600
+143,000
+180% +$5.47M
T icon
6
AT&T
T
$163B
$8.54M 1.66%
288,529
– –
STWD icon
7
Starwood Property Trust
STWD
$6.01B
$8.52M 1.65%
450,000
– –
MAIN icon
8
Main Street Capital
MAIN
$5.49B
$8.46M 1.64%
270,000
– –
GSBD icon
9
Goldman Sachs BDC
GSBD
$1.08B
$8.23M 1.6%
420,000
– –
HTGC icon
10
Hercules Capital
HTGC
$3.22B
$8.17M 1.58%
680,000
– –
TSLX icon
11
Sixth Street Specialty
TSLX
$1.8B
$7.9M 1.53%
490,000
– –
IVR icon
12
Invesco Mortgage Capital
IVR
$808M
$7.67M 1.49%
63,000
– –
VZ icon
13
Verizon
VZ
$195B
$7.67M 1.49%
141,809
– –
SLRC icon
14
SLR Investment Corp
SLRC
$717M
$7.43M 1.44%
430,000
– –
GBDC icon
15
Golub Capital BDC
GBDC
$3.42B
$7.18M 1.39%
423,715
– –
NLY icon
16
Annaly Capital Management
NLY
$17.4B
$7.18M 1.39%
175,000
-92,500
-35% -$3.63M
ARCC icon
17
Ares Capital
ARCC
$14.3B
$7.17M 1.39%
483,000
– –
BKCC
18
DELISTED
BlackRock Capital Investment Corporation
BKCC
$6.92M 1.34%
735,000
– –
FSK icon
19
FS KKR Capital
FSK
$3.39B
$6.88M 1.33%
187,500
-3,125
-2% -$106K
PGX icon
20
Invesco Preferred ETF
PGX
$3.79B
$6.71M 1.3%
+450,000
New +$6.63M
EFC
21
Ellington Financial
EFC
$1.71B
$6.62M 1.28%
380,000
– –
TCPC icon
22
BlackRock TCP Capital
TCPC
$340M
$6.26M 1.21%
420,000
– –
PMT
23
PennyMac Mortgage Investment
PMT
$842M
$6.23M 1.21%
456,500
-30,000
-6% -$398K
VTA
24
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.13M 1.19%
570,000
+100,000
+21% +$1.02M
FDUS icon
25
Fidus Investment
FDUS
$766M
$6.13M 1.19%
395,000
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q1 2016 Portfolio in Review

As of Q1 2016, Yorktown Management & Research Company held 433 positions worth $515M, down 8.8% from $565M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Yorktown Management & Research Company withdrew a net $59.5M in Q1 2016, closing 73 positions and reducing 44 holdings. Its most notable exit was AbbVie, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 22% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Invesco Preferred ETF worth $6.71M.

  • Yorktown Management & Research Company's largest Q1 2016 buy was Invesco Preferred ETF: 450,000 shares worth $6.71M.
  • Yorktown Management & Research Company added most to iShares Preferred and Income Securities ETF in Q1 2016, an estimated $5.47M increase.
  • Yorktown Management & Research Company's biggest Q1 2016 reduction was TotalEnergies, cutting an estimated $5M.
  • Yorktown Management & Research Company fully exited AbbVie in Q1 2016, selling an estimated $3.37M.
  • Yorktown Management & Research Company's ten largest holdings make up 17% of its $515M portfolio in Q1 2016.
  • Yorktown Management & Research Company opened 45 new positions and closed 73 in Q1 2016.
  • Yorktown Management & Research Company's portfolio value fell 8.8% quarter-over-quarter to $515M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2016, filed 5 May 2016.