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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-5.18%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$521M
AUM Growth
-$16.9M
Cap. Flow
+$13M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.71%
Holding
527
New
52
Increased
58
Reduced
45
Closed
71

Top Buys

Rank Stock Value
1
DBRG icon
DigitalBridge
DBRG
+$3.76M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$3.57M
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$3.09M
4
BBDC icon
Barings BDC
BBDC
+$1.9M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.81M

Top Sells

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$9.56M
2
RIG icon
Transocean
RIG
+$4.05M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$2.05M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$1.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$1.04M

Sector Composition

Rank Sector Weight
1 Financials 33.89%
2 Real Estate 21.69%
3 Industrials 7.41%
4 Energy 3.2%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLD
1
DELISTED
High Yield ETF
HYLD
$20.2M 3.87%
402,500
+4,000
+1% +$209K
ARCC icon
2
Ares Capital
ARCC
$14.1B
$16.6M 3.18%
1,027,000
+60,000
+6% +$1.01M
RITM icon
3
Rithm Capital
RITM
$5.55B
$14.7M 2.82%
1,260,000
+20,000
+2% +$249K
MFIC icon
4
MidCap Financial Investment
MFIC
$800M
$13.5M 2.59%
550,000
+16,667
+3% +$432K
HLSS
5
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$13M 2.5%
615,000
+140,000
+29% +$3.09M
STWD icon
6
Starwood Property Trust
STWD
$5.91B
$12M 2.3%
545,000
+60,000
+12% +$1.41M
OCSL icon
7
Oaktree Specialty Lending
OCSL
$1.12B
$11.9M 2.29%
433,333
+20,000
+5% +$584K
AAIC
8
DELISTED
Arlington Asset Investment Corp.
AAIC
$10.9M 2.1%
430,000
+27,000
+7% +$731K
CODI icon
9
Compass Diversified
CODI
$810M
$10.6M 2.04%
606,000
– –
SLRC icon
10
SLR Investment Corp
SLRC
$705M
$10.6M 2.03%
565,500
– –
TCPC icon
11
BlackRock TCP Capital
TCPC
$327M
$10.2M 1.95%
632,457
– –
EFC
12
Ellington Financial
EFC
$1.65B
$9.46M 1.81%
425,600
+20,000
+5% +$476K
FCRD
13
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.42M 1.81%
730,000
– –
CIM
14
Chimera Investment
CIM
$992M
$9.12M 1.75%
200,000
– –
LRFC
15
DELISTED
Logan Ridge Finance Corp
LRFC
$8.51M 1.63%
80,000
+6,667
+9% +$750K
FDUS icon
16
Fidus Investment
FDUS
$781M
$8.49M 1.63%
514,405
+81,922
+19% +$1.51M
NRF
17
DELISTED
NorthStar Realty Finance Corp.
NRF
$8.48M 1.63%
240,000
-40,088
-14% -$1.4M
BKCC
18
DELISTED
BlackRock Capital Investment Corporation
BKCC
$8.33M 1.6%
975,000
+395,000
+68% +$3.57M
HYG icon
19
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.2M 1.57%
89,150
+1,000
+1% +$93.5K
PFX icon
20
PhenixFIN
PFX
$88.1M
$8.03M 1.54%
34,000
+2,825
+9% +$723K
TWO
21
Two Harbors Investment
TWO
$1.26B
$7.98M 1.53%
103,125
+5,000
+5% +$415K
RC
22
Ready Capital
RC
$279M
$7.25M 1.39%
420,000
+20,000
+5% +$349K
MITT
23
TPG Mortgage Investment Trust
MITT
$222M
$7.12M 1.37%
133,333
+3,333
+3% +$190K
WHF icon
24
WhiteHorse Finance
WHF
$143M
$7.02M 1.35%
529,799
+9,799
+2% +$139K
NMFC icon
25
New Mountain Finance
NMFC
$723M
$6.98M 1.34%
475,000
+10,000
+2% +$149K
1
2 3 4 5

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Yorktown Management & Research Company's Q3 2014 Portfolio in Review

As of Q3 2014, Yorktown Management & Research Company held 527 positions worth $521M, down 3.1% from $538M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Yorktown Management & Research Company's Q3 2014 filing shows 52 new, 58 increased, 45 reduced and 71 closed positions. Its largest new stake was DigitalBridge: 50,000 shares worth $3.68M. The largest sale was Prospect Capital, an estimated $9.56M.

By sector, the portfolio is most concentrated in Financials at 34% of assets, down from 35% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2014 buy was DigitalBridge: 50,000 shares worth $3.68M.
  • Yorktown Management & Research Company added most to BlackRock Capital Investment Corporation in Q3 2014, an estimated $3.57M increase.
  • Yorktown Management & Research Company's biggest Q3 2014 reduction was Seadrill Limited Common Stock, cutting an estimated $2.05M.
  • Yorktown Management & Research Company fully exited Prospect Capital in Q3 2014, selling an estimated $9.56M.
  • Yorktown Management & Research Company's ten largest holdings make up 26% of its $521M portfolio in Q3 2014.
  • Yorktown Management & Research Company opened 52 new positions and closed 71 in Q3 2014.
  • Yorktown Management & Research Company's portfolio value fell 3.1% quarter-over-quarter to $521M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2014, filed 31 Oct 2014.