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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$14.1B
$32.2M 8.15%
1,950,000
+260,000
+15% +$4.09M
SLRC icon
2
SLR Investment Corp
SLRC
$705M
$24.5M 6.21%
1,176,293
+166,293
+16% +$3.4M
RITM icon
3
Rithm Capital
RITM
$5.55B
$24.4M 6.18%
1,550,000
+986,500
+175% +$14.6M
TSLX icon
4
Sixth Street Specialty
TSLX
$1.78B
$11.2M 2.84%
600,000
+130,500
+28% +$2.38M
ARI
5
Apollo Commercial Real Estate
ARI
$876M
$10.8M 2.74%
650,000
+267,534
+70% +$4.49M
TWO
6
Two Harbors Investment
TWO
$1.26B
$9.59M 2.43%
137,500
-107,500
-44% -$7.32M
T icon
7
AT&T
T
$162B
$8.99M 2.28%
279,761
– –
TOTL icon
8
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$8.71M 2.21%
180,000
-7,000
-4% -$344K
VZ icon
9
Verizon
VZ
$195B
$7.33M 1.86%
137,400
-2,200
-2% -$110K
MAIN icon
10
Main Street Capital
MAIN
$5.28B
$6.8M 1.72%
185,000
+15,000
+9% +$530K
BGC icon
11
BGC Group
BGC
$4.97B
$6.65M 1.69%
1,010,750
-18,660
-2% -$113K
HTGC icon
12
Hercules Capital
HTGC
$3.19B
$6.35M 1.61%
450,000
-120,000
-21% -$1.63M
FDUS icon
13
Fidus Investment
FDUS
$781M
$6.29M 1.6%
400,000
+45,000
+13% +$715K
FSK icon
14
FS KKR Capital
FSK
$3.33B
$6.28M 1.59%
152,500
-40,000
-21% -$1.57M
BOND icon
15
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$6.25M 1.58%
60,000
-3,550
-6% -$374K
BXMT icon
16
Blackstone Mortgage Trust
BXMT
$2.33B
$6.01M 1.52%
200,000
-347,500
-63% -$10.3M
GSBD icon
17
Goldman Sachs BDC
GSBD
$1.02B
$5.64M 1.43%
240,000
-135,600
-36% -$3.04M
TCPC icon
18
BlackRock TCP Capital
TCPC
$327M
$5.41M 1.37%
320,000
-102,000
-24% -$1.68M
GBDC icon
19
Golub Capital BDC
GBDC
$3.39B
$5.33M 1.35%
296,090
-71,470
-19% -$1.28M
VTA
20
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.17M 1.31%
420,000
– –
ISD
21
PGIM High Yield Bond Fund
ISD
$418M
$4.95M 1.26%
320,000
– –
HYT icon
22
BlackRock Corporate High Yield Fund
HYT
$1.37B
$4.71M 1.19%
435,000
– –
GHY
23
PGIM Global High Yield Fund
GHY
$481M
$4.33M 1.1%
290,485
– –
NMFC icon
24
New Mountain Finance
NMFC
$723M
$4.09M 1.04%
290,000
-250,000
-46% -$3.45M
EVV
25
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.98M 1.01%
290,000
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.