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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-0.49%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$479M
AUM Growth
-$42.5M
Cap. Flow
-$35M
Cap. Flow %
-7.32%
Top 10 Hldgs %
25.77%
Holding
519
New
63
Increased
28
Reduced
50
Closed
87

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$6.14M
2
BP icon
BP
BP
+$3.52M
3
FSK icon
FS KKR Capital
FSK
+$3.29M
4
TWO
Two Harbors Investment
TWO
+$3.05M
5
TK icon
Teekay
TK
+$2.88M

Top Sells

Rank Stock Value
1
HYLD
High Yield ETF
HYLD
+$20.2M
2
NRF
NorthStar Realty Finance Corp.
NRF
+$8.48M
3
PFX icon
PhenixFIN
PFX
+$8.03M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$3.97M
5
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$3.87M

Sector Composition

Rank Sector Weight
1 Financials 34.96%
2 Real Estate 23.54%
3 Industrials 7%
4 Energy 4.86%
5 Technology 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1
Ares Capital
ARCC
$14.1B
$16.4M 3.43%
1,053,000
+26,000
+3% +$415K
RITM icon
2
Rithm Capital
RITM
$5.55B
$16.1M 3.36%
1,260,000
– –
STWD icon
3
Starwood Property Trust
STWD
$5.91B
$12.7M 2.65%
545,000
– –
CIM
4
Chimera Investment
CIM
$992M
$12.2M 2.56%
256,667
+56,667
+28% +$2.74M
MFIC icon
5
MidCap Financial Investment
MFIC
$800M
$12.2M 2.56%
550,000
– –
TWO
6
Two Harbors Investment
TWO
$1.26B
$11.3M 2.36%
140,625
+37,500
+36% +$3.05M
AAIC
7
DELISTED
Arlington Asset Investment Corp.
AAIC
$11.2M 2.34%
420,000
-10,000
-2% -$270K
TCPC icon
8
BlackRock TCP Capital
TCPC
$327M
$10.6M 2.22%
632,457
– –
OCSL icon
9
Oaktree Specialty Lending
OCSL
$1.12B
$10.4M 2.18%
433,333
– –
SLRC icon
10
SLR Investment Corp
SLRC
$705M
$10.2M 2.13%
565,500
– –
FCRD
11
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.59M 1.79%
730,000
– –
LRFC
12
DELISTED
Logan Ridge Finance Corp
LRFC
$8.54M 1.78%
79,667
-333
-0.4% -$36.7K
CODI icon
13
Compass Diversified
CODI
$810M
$8.52M 1.78%
524,000
-82,000
-14% -$1.42M
EFC
14
Ellington Financial
EFC
$1.65B
$8.49M 1.77%
425,600
– –
HLSS
15
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$8.2M 1.71%
420,000
-195,000
-32% -$3.87M
HYG icon
16
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8.1M 1.69%
90,400
+1,250
+1% +$114K
BKCC
17
DELISTED
BlackRock Capital Investment Corporation
BKCC
$8M 1.67%
975,000
– –
FDUS icon
18
Fidus Investment
FDUS
$781M
$7.64M 1.6%
514,405
– –
MITT
19
TPG Mortgage Investment Trust
MITT
$222M
$7.43M 1.55%
133,333
– –
FSK icon
20
FS KKR Capital
FSK
$3.33B
$7.33M 1.53%
184,431
+79,431
+76% +$3.29M
RC
21
Ready Capital
RC
$279M
$7.25M 1.51%
420,000
– –
NMFC icon
22
New Mountain Finance
NMFC
$723M
$7.1M 1.48%
475,000
– –
GBDC icon
23
Golub Capital BDC
GBDC
$3.39B
$6.01M 1.26%
342,035
– –
WHF icon
24
WhiteHorse Finance
WHF
$143M
$6M 1.25%
519,799
-10,000
-2% -$125K
PNNT
25
Pennant Park Investment Corp
PNNT
$236M
$5.67M 1.18%
595,000
– –
1
2 3 4 5

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Yorktown Management & Research Company's Q4 2014 Portfolio in Review

As of Q4 2014, Yorktown Management & Research Company held 519 positions worth $479M, down 8.2% from $521M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Yorktown Management & Research Company withdrew a net $35M in Q4 2014, closing 87 positions and reducing 50 holdings. Its most notable exit was High Yield ETF, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 35% of assets, up from 34% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Yorktown Management & Research Company opened a new position in Teekay worth $2.7M.

  • Yorktown Management & Research Company's largest Q4 2014 buy was Teekay: 53,000 shares worth $2.7M.
  • Yorktown Management & Research Company added most to Williams Companies in Q4 2014, an estimated $6.14M increase.
  • Yorktown Management & Research Company's biggest Q4 2014 reduction was HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS), cutting an estimated $3.87M.
  • Yorktown Management & Research Company fully exited High Yield ETF in Q4 2014, selling an estimated $20.2M.
  • Yorktown Management & Research Company's ten largest holdings make up 26% of its $479M portfolio in Q4 2014.
  • Yorktown Management & Research Company opened 63 new positions and closed 87 in Q4 2014.
  • Yorktown Management & Research Company's portfolio value fell 8.2% quarter-over-quarter to $479M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2014, filed 5 Feb 2015.