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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$497M
AUM Growth
+$29.8M
Cap. Flow
+$16.8M
Cap. Flow %
3.39%
Top 10 Hldgs %
28.54%
Holding
453
New
86
Increased
28
Reduced
22
Closed
39

Top Buys

Rank Stock Value
1
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$11.1M
2
LRFC
Logan Ridge Finance Corp
LRFC
+$5.78M
3
USB icon
US Bancorp
USB
+$2.73M
4
WMB icon
Williams Companies
WMB
+$2.19M
5
ARCC icon
Ares Capital
ARCC
+$1.48M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$8.49M
2
MRCC
Monroe Capital Corp
MRCC
+$3.47M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.16M
4
ARP
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
+$3.14M
5
D icon
Dominion Energy
D
+$1.71M

Sector Composition

Rank Sector Weight
1 Financials 34.18%
2 Real Estate 13.49%
3 Industrials 8.01%
4 Technology 3.64%
5 Energy 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
1
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$21.9M 4.42%
206,300
– –
HYLD
2
DELISTED
High Yield ETF
HYLD
$20.6M 4.14%
397,500
– –
NRF
3
DELISTED
NorthStar Realty Finance Corp.
NRF
$14.2M 2.86%
537,259
+43,796
+9% +$884K
ARCC icon
4
Ares Capital
ARCC
$14.1B
$14M 2.82%
789,000
+84,000
+12% +$1.48M
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$13.2M 2.65%
426,500
– –
SLRC icon
6
SLR Investment Corp
SLRC
$709M
$12.8M 2.57%
565,500
– –
CODI icon
7
Compass Diversified
CODI
$824M
$11.9M 2.39%
606,000
– –
HYG icon
8
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$11.6M 2.34%
125,000
-34,000
-21% -$3.16M
OCSL icon
9
Oaktree Specialty Lending
OCSL
$1.12B
$10.9M 2.2%
393,333
– –
MFIC icon
10
MidCap Financial Investment
MFIC
$792M
$10.8M 2.17%
423,333
– –
TCPC icon
11
BlackRock TCP Capital
TCPC
$318M
$10.6M 2.14%
632,457
– –
PSEC icon
12
Prospect Capital
PSEC
$1.1B
$10.1M 2.03%
900,000
– –
FCRD
13
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.89M 1.99%
600,000
– –
AAIC
14
DELISTED
Arlington Asset Investment Corp.
AAIC
$8.97M 1.81%
340,000
– –
EFC
15
Ellington Financial
EFC
$1.65B
$7.71M 1.55%
340,000
– –
FDUS icon
16
Fidus Investment
FDUS
$785M
$7.59M 1.53%
349,100
– –
WHF icon
17
WhiteHorse Finance
WHF
$142M
$6.8M 1.37%
450,000
– –
PFX icon
18
PhenixFIN
PFX
$88.1M
$6.42M 1.29%
23,175
– –
RC
19
Ready Capital
RC
$276M
$6.41M 1.29%
400,000
– –
CIM
20
Chimera Investment
CIM
$995M
$6.04M 1.22%
130,000
– –
LRFC
21
DELISTED
Logan Ridge Finance Corp
LRFC
$5.98M 1.2%
+50,073
New +$5.78M
MCGC
22
DELISTED
MCG CAP CORP
MCGC
$5.94M 1.2%
1,350,000
– –
PNNT
23
Pennant Park Investment Corp
PNNT
$238M
$5.94M 1.2%
512,000
– –
NMFC icon
24
New Mountain Finance
NMFC
$724M
$5.57M 1.12%
370,000
+53,000
+17% +$773K
RITM icon
25
Rithm Capital
RITM
$5.56B
$5.56M 1.12%
416,500
+41,500
+11% +$535K
1
2 3 4 5

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Yorktown Management & Research Company's Q4 2013 Portfolio in Review

As of Q4 2013, Yorktown Management & Research Company held 453 positions worth $497M, up 6.4% from $467M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Yorktown Management & Research Company deployed $16.8M of net new capital in Q4 2013, opening 86 new positions and adding to 28 existing holdings. Its largest new stake was MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A: 286,100 shares worth $3.64M.

By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 33% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $8.49M trimmed.

  • Yorktown Management & Research Company's largest Q4 2013 buy was MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A: 286,100 shares worth $3.64M.
  • Yorktown Management & Research Company added most to Williams Companies in Q4 2013, an estimated $2.19M increase.
  • Yorktown Management & Research Company's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $8.49M.
  • Yorktown Management & Research Company fully exited ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS in Q4 2013, selling an estimated $3.14M.
  • Yorktown Management & Research Company's ten largest holdings make up 29% of its $497M portfolio in Q4 2013.
  • Yorktown Management & Research Company opened 86 new positions and closed 39 in Q4 2013.
  • Yorktown Management & Research Company's portfolio value rose 6.4% quarter-over-quarter to $497M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2013, filed 22 Jan 2014.