Yorktown Management & Research Company’s MidCap Financial Investment MFIC Stock Holding History

Yorktown Management & Research Company’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-550,000	Closed	-$11.7M	–	496
2015 Q2	$11.7M	Hold	550,000	–	–	2.05%	2
2015 Q1	$12.7M	Hold	550,000	–	–	2.29%	3
2014 Q4	$12.2M	Hold	550,000	–	–	2.56%	5
2014 Q3	$13.5M	Buy	550,000 +16,667	+3%	+$432K	2.59%	4
2014 Q2	$13.8M	Buy	533,333 +110,000	+26%	+$2.71M	2.56%	4
2014 Q1	$10.6M	Hold	423,333	–	–	2.01%	11
2013 Q4	$10.8M	Hold	423,333	–	–	2.17%	10
2013 Q3	$10.4M	Buy	423,333 +192,566	+83%	+$4.68M	2.22%	9
2013 Q2	$5.36M	Buy	+230,767	New	+$5.75M	1.13%	23

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Yorktown Management & Research Company's MFIC Position: Q3 2015 in Review

Yorktown Management & Research Company sold out of MidCap Financial Investment (MFIC) in Q3 2015, closing a stake of 550,000 shares — an estimated $11.7M sold.

Yorktown Management & Research Company first reported a position in MFIC in Q2 2013 and held it in 9 quarters. The position peaked at $13.8M in Q2 2014. 201 funds tracked by Wall St. Rank hold MFIC as of Q3 2015.

Yorktown Management & Research Company reported no remaining MidCap Financial Investment position as of Q3 2015 after selling out during the quarter.
Yorktown Management & Research Company sold 550,000 MidCap Financial Investment shares in Q3 2015, an estimated $11.7M.
Yorktown Management & Research Company first reported a position in MidCap Financial Investment in Q2 2013 and held it in 9 quarters.
Yorktown Management & Research Company's MidCap Financial Investment position peaked at $13.8M in Q2 2014.
201 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q3 2015.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.