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MidCap Financial Investment

215 hedge funds and large institutions have $995M invested in MidCap Financial Investment in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 86 increasing their positions, 66 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $6.21M | Put options by funds: $2.14M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

30% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 66

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more capital invested

Capital invested by funds: $955M → $995M (+$39.8M)

0% more funds holding

Funds holding: 214215 (+1)

Holders
215
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
6.97%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
25
Increased
86
Reduced
66
Closed
20
Calls
$6.21M
Puts
$2.14M
Net Calls
+$4.08M
Net Calls Change
+$4.12M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$115M +$3.03M +124,954 +3%
TIM
2
Thornburg Investment Management
New Mexico
$109M -$35.6K -1,466 -0%
BFA
3
BlackRock Fund Advisors
California
$79.1M +$6.14M +252,954 +8%
State Street
4
State Street
Massachusetts
$64.4M +$866K +35,651 +1%
Northern Trust
5
Northern Trust
Illinois
$43.1M +$283K +11,642 +0.7%
Allianz Asset Management
6
Allianz Asset Management
Germany
$41.1M +$22.3M +919,109 +121%
U
7
UBS
Switzerland
$39.5M +$6.45M +265,614 +20%
BIT
8
BlackRock Institutional Trust
California
$29.6M +$52.8K +2,173 +0.2%
BC
9
Balestra Capital
New York
$26.9M +$10.6M +435,166 +66%
Morgan Stanley
10
Morgan Stanley
New York
$22.1M -$4.82M -198,408 -18%
AAM
11
Advisors Asset Management
Colorado
$21.6M -$1.14M -47,123 -5%
Vanguard Group
12
Vanguard Group
Pennsylvania
$20.9M -$110K -4,522 -0.5%
TA
13
Teachers Advisors
New York
$18.3M +$15.8M +649,845 +662%
Invesco
14
Invesco
Georgia
$17.7M +$96.1K +3,957 +0.6%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$16.9M -$5.28M -217,547 -24%
JP Morgan Chase
16
JP Morgan Chase
New York
$16.3M +$95.7K +3,943 +0.6%
Ameriprise
17
Ameriprise
Minnesota
$13.9M +$240K +9,904 +2%
MVP
18
Miller Value Partners
Florida
$12.6M +$277K +11,425 +2%
RFC
19
Russell Frank Company
Washington
$11.5M +$4.6M +189,506 +68%
Deutsche Bank
20
Deutsche Bank
Germany
$11.1M -$2.34M -96,373 -18%
BG
21
BlackRock Group
United Kingdom
$11M +$445K +18,344 +4%
BIM
22
BlackRock Investment Management
Delaware
$10.9M +$576K +23,743 +6%
YMRC
23
Yorktown Management & Research Company
Virginia
$10.4M +$4.68M +192,566 +83%
Bank of America
24
Bank of America
North Carolina
$9.95M -$3.69M -151,922 -27%
CS
25
Credit Suisse
Switzerland
$9.91M -$5.18M -213,565 -35%

MFIC Hedge Fund Activity: Q3 2013 in Review

215 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2013, worth a combined $995M — up 4.2% from $955M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 20 closed out — a net gain of 5 holders — while 86 added to existing stakes and 66 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $24.4M.

  • 215 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2013, up from 214 in Q2 2013.
  • Funds reported $995M of MidCap Financial Investment stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2013 and 20 closed out, a net change of +5 holders.
  • The largest MidCap Financial Investment buyer in Q3 2013 was Allianz Asset Management, an estimated $22.3M added.
  • The largest MidCap Financial Investment seller in Q3 2013 was Barclays, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2013.