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MidCap Financial Investment

119 hedge funds and large institutions have $260M invested in MidCap Financial Investment in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 26 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 26

10% less call options, than puts

Call options by funds: $5.02M | Put options by funds: $5.57M

2.11% less ownership

Funds ownership: 32.92%30.81% (-2.1%)

6% less funds holding

Funds holding: 127119 (-8)

11% less capital invested

Capital invested by funds: $293M → $260M (-$33.2M)

36% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 22

Holders
119
Holders Change
-8
Holders Change %
-6.3%
% of All Funds
2.08%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
49
Reduced
26
Closed
22
Calls
$5.02M
Puts
$5.57M
Net Calls
-$548K
Net Calls Change
-$1.66M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$49.1M -$5.78M -424,702 -10%
AMH
2
Apollo Management Holdings
New York
$35.8M
Wells Fargo
3
Wells Fargo
California
$32M +$1.25M +91,682 +4%
Invesco
4
Invesco
Georgia
$15M +$183K +13,456 +1%
VanEck Associates
5
VanEck Associates
New York
$11.8M -$797K -58,571 -6%
Morgan Stanley
6
Morgan Stanley
New York
$7.74M -$311K -22,855 -4%
Two Sigma Investments
7
Two Sigma Investments
New York
$6.16M -$480K -35,239 -7%
BlackRock
8
BlackRock
New York
$5.97M +$310K +22,805 +5%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$5.76M -$901K -66,167 -13%
LPL Financial
10
LPL Financial
California
$5.46M +$4.27M +313,773 +292%
Legal & General Group
11
Legal & General Group
United Kingdom
$5.04M -$381K -27,976 -7%
MC
12
Muzinich & Co
New York
$4.79M
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$4.79M
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$4.03M -$252K -18,490 -6%
D.E. Shaw & Co
15
D.E. Shaw & Co
New York
$3.79M -$241K -17,688 -6%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.54M -$25.5K -1,875 -0.7%
Arrowstreet Capital
17
Arrowstreet Capital
Massachusetts
$3.48M -$14.8M -1,087,535 -80%
JP Morgan Chase
18
JP Morgan Chase
New York
$3.41M +$342K +25,101 +11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.26M +$711K +52,221 +26%
CHAM
20
Clear Harbor Asset Management
Connecticut
$2.77M -$88.5K -6,500 -3%
Grantham, Mayo, Van Otterloo & Co (GMO)
21
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.65M -$189K -13,912 -6%
UBS Group
22
UBS Group
Switzerland
$2.27M -$28.2K -2,070 -1%
CP
23
Camelot Portfolios
Ohio
$2.25M -$468K -34,408 -17%
DnB Asset Management
24
DnB Asset Management
Norway
$2.2M +$533K +39,135 +30%
LSV Asset Management
25
LSV Asset Management
Illinois
$2.1M

MFIC Hedge Fund Activity: Q3 2021 in Review

119 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2021, worth a combined $260M — down 11% from $293M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MFIC and 14 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 49 added.

The largest buyer was LPL Financial, adding an estimated $4.27M. The largest seller was Arrowstreet Capital, cutting an estimated $14.8M.

  • 119 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2021, down from 127 in Q2 2021.
  • Funds reported $260M of MidCap Financial Investment stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new MidCap Financial Investment positions in Q3 2021 and 22 closed out, a net change of -8 holders.
  • The largest MidCap Financial Investment buyer in Q3 2021 was LPL Financial, an estimated $4.27M added.
  • The largest MidCap Financial Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2021.