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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $799M invested in MidCap Financial Investment in 2014 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 74 increasing their positions, 65 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 65

9% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 35

0% more funds holding

Funds holding: 217 → 217 (0)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less capital invested

Capital invested by funds: $804M → $799M (-$5.76M)

57% less call options, than puts

Call options by funds: $716K | Put options by funds: $1.68M

Holders
217
Holders Change
–
Holders Change %
0%
% of All Funds
5.79%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
38
Increased
74
Reduced
65
Closed
35
Calls
$716K
Puts
$1.68M
Net Calls
-$965K
Net Calls Change
-$482K

Top Buyers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
+$31.2M
2
Principal Financial Group
Principal Financial Group
Iowa
+$12.1M
3
CS
Credit Suisse
Switzerland
+$6.18M
4
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
+$5.48M
5
Morgan Stanley
Morgan Stanley
New York
+$5.16M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$16.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$9.66M
3
BC
Balestra Capital
New York
-$9.01M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$6.98M
5
PRCM
Pine River Capital Management
Minnesota
-$3.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$149M -$9.66M -403,454 -6%
TIM
2
Thornburg Investment Management
New Mexico
$130M +$31.2M +1,302,734 +29%
UBS Group
3
UBS Group
Switzerland
$51.9M +$55.8M +2,331,107 New
Morgan Stanley
4
Morgan Stanley
New York
$26.3M +$5.16M +215,374 +22%
AAM
5
Advisors Asset Management
Colorado
$22M +$1.75M +73,253 +8%
Fuller & Thaler Asset Management
6
Fuller & Thaler Asset Management
California
$21M +$5.48M +228,697 +32%
Invesco
7
Invesco
Georgia
$18.8M +$4M +167,269 +25%
AAMU
8
Amundi Asset Management US
Massachusetts
$17.6M -$255K -10,633 -1%
MC
9
Muzinich & Co
New York
$17.3M +$18.6M +777,156 New
Wellington Management Group
10
Wellington Management Group
Massachusetts
$16.2M – – –
Two Sigma Investments
11
Two Sigma Investments
New York
$15.3M +$1.57M +65,706 +11%
CS
12
Credit Suisse
Switzerland
$14.3M +$6.18M +257,933 +67%
Allianz Asset Management
13
Allianz Asset Management
Germany
$13.2M +$2.22M +92,611 +19%
Principal Financial Group
14
Principal Financial Group
Iowa
$12.5M +$12.1M +504,832 +868%
JP Morgan Chase
15
JP Morgan Chase
New York
$12.5M +$4.86M +202,975 +56%
YMRC
16
Yorktown Management & Research Company
Virginia
$12.2M – – –
GH
17
GAM Holding
Switzerland
$9.12M +$228K +9,508 +2%
Ameriprise
18
Ameriprise
Minnesota
$8.86M +$190K +7,950 +2%
RA
19
Royce & Associates
New York
$8.62M – – –
Wells Fargo
20
Wells Fargo
California
$8.3M -$438K -18,279 -5%
BG
21
BlackRock Group
United Kingdom
$7.6M -$1.19M -49,854 -13%
DA
22
DSC Advisors
Illinois
$7.24M – – –
Bank of America
23
Bank of America
North Carolina
$7.14M +$2.42M +101,261 +46%
Goldman Sachs
24
Goldman Sachs
New York
$6.56M -$16.5M -689,650 -70%
BTS
25
BB&T Securities
Virginia
$6.25M +$249K +10,392 +59%
1
2 3 4 5

MFIC Hedge Fund Activity: Q4 2014 in Review

217 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2014, worth a combined $799M — down 0.72% from $804M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MFIC positions and 35 closed out — a net gain of 3 holders — while 74 added to existing stakes and 65 trimmed.

The largest buyer was Thornburg Investment Management, adding an estimated $31.2M. The largest seller was Goldman Sachs, cutting an estimated $16.5M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $799M of MidCap Financial Investment stock for Q4 2014, down 0.72% quarter-over-quarter.
  • 38 funds opened new MidCap Financial Investment positions in Q4 2014 and 35 closed out, a net change of +3 holders.
  • The largest MidCap Financial Investment buyer in Q4 2014 was Thornburg Investment Management, an estimated $31.2M added.
  • The largest MidCap Financial Investment seller in Q4 2014 was Goldman Sachs, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2014.