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MidCap Financial Investment

189 hedge funds and large institutions have $622M invested in MidCap Financial Investment in 2017 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

0.08% more ownership

Funds ownership: 15.3%15.39% (+0.08%)

4% less capital invested

Capital invested by funds: $645M → $622M (-$22.9M)

4% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 26

3% less funds holding

Funds holding: 194189 (-5)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

54% less call options, than puts

Call options by funds: $445K | Put options by funds: $963K

Holders
189
Holders Change
-5
Holders Change %
-2.58%
% of All Funds
4.71%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
25
Increased
65
Reduced
54
Closed
26
Calls
$445K
Puts
$963K
Net Calls
-$518K
Net Calls Change
+$267K
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$152M
AMH
2
Apollo Management Holdings
New York
$56.6M
MC
3
Muzinich & Co
New York
$52.5M -$6.07M -326,379 -10%
Fuller & Thaler Asset Management
4
Fuller & Thaler Asset Management
California
$38.3M -$2.27M -121,847 -6%
Morgan Stanley
5
Morgan Stanley
New York
$23.6M +$1.1M +59,168 +5%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$20.4M -$792K -42,573 -4%
Wells Fargo
7
Wells Fargo
California
$18.5M +$802K +43,124 +4%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$16.7M +$9.58M +515,165 +131%
UBS Group
9
UBS Group
Switzerland
$15.9M +$1.38M +74,101 +9%
Invesco
10
Invesco
Georgia
$15M +$929K +49,930 +6%
AM
11
Ares Management
California
$14.1M -$791K -42,500 -5%
Millennium Management
12
Millennium Management
New York
$13.1M +$1.56M +83,915 +13%
VanEck Associates
13
VanEck Associates
New York
$9.4M +$112K +6,044 +1%
Nomura Holdings
14
Nomura Holdings
Japan
$8.85M +$675K +36,285 +8%
Bank of America
15
Bank of America
North Carolina
$8.77M -$1.41M -75,679 -14%
Wellington Management Group
16
Wellington Management Group
Massachusetts
$8.51M -$1.91M -102,720 -18%
BlackRock
17
BlackRock
New York
$8.06M -$1.25M -67,057 -13%
TC
18
Telemus Capital
Michigan
$7.61M +$1.94M +104,338 +34%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$6.79M +$1.36M +73,366 +25%
CP
20
Camelot Portfolios
Ohio
$6.76M +$277K +14,876 +4%
AR
21
Advisory Research
Illinois
$5.95M +$417K +22,398 +7%
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$5.72M +$425K +22,857 +8%
GC
23
Guggenheim Capital
Illinois
$5.01M -$259K -13,903 -5%
AP
24
AHL Partners
United Kingdom
$4.9M +$716K +38,496 +17%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$4.83M +$111K +5,964 +2%

MFIC Hedge Fund Activity: Q3 2017 in Review

189 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2017, worth a combined $622M — down 3.5% from $645M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 25 opened new positions — a net loss of 1 holder — while 54 trimmed existing stakes and 65 added.

The largest buyer was Arrowstreet Capital, adding an estimated $9.58M. The largest seller was Muzinich & Co, cutting an estimated $6.07M.

  • 189 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2017, down from 194 in Q2 2017.
  • Funds reported $622M of MidCap Financial Investment stock for Q3 2017, down 3.5% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2017 and 26 closed out, a net change of -1 holder.
  • The largest MidCap Financial Investment buyer in Q3 2017 was Arrowstreet Capital, an estimated $9.58M added.
  • The largest MidCap Financial Investment seller in Q3 2017 was Muzinich & Co, an estimated $6.07M sold.

Based on aggregated 13F filings for Q3 2017.