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MidCap Financial Investment
MFIC

118 hedge funds and large institutions have $256M invested in MidCap Financial Investment in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 45 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

403% more call options, than puts

Call options by funds: $3.55M | Put options by funds: $706K

36% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 33

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

11% more capital invested

Capital invested by funds: $231M → $256M (+$24.9M)

1% more funds holding

Funds holding: 117 → 118 (+1)

0.48% more ownership

Funds ownership: 27.89% → 28.36% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
118
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
45
Reduced
33
Closed
12
Calls
$3.55M
Puts
$706K
Net Calls
+$2.84M
Net Calls Change
+$299K

Top Buyers

Rank Fund Capital Flow
1
GL
Graypoint LLC
New York
+$2.03M
2
Osaic Holdings
Osaic Holdings
Arizona
+$1.69M
3
Morgan Stanley
Morgan Stanley
New York
+$1.47M
4
Goldman Sachs
Goldman Sachs
New York
+$1.1M
5
MHS
M Holdings Securities
Oregon
+$864K

Top Sellers

Rank Fund Capital Flow
1
CHAM
Clear Harbor Asset Management
Connecticut
-$3.02M
2
BlackRock
BlackRock
New York
-$1.21M
3
Invesco
Invesco
Georgia
-$939K
4
CP
Camelot Portfolios
Ohio
-$752K
5
AWA
Arete Wealth Advisors
Illinois
-$742K
Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$40.4M – – –
AMH
2
Apollo Management Holdings
New York
$34.2M – – –
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$31.3M -$403K -30,078 -1%
VanEck Associates
4
VanEck Associates
New York
$14.9M +$860K +64,214 +6%
Morgan Stanley
5
Morgan Stanley
New York
$12.5M +$1.47M +110,114 +14%
Invesco
6
Invesco
Georgia
$10.9M -$939K -70,156 -8%
Legal & General Group
7
Legal & General Group
United Kingdom
$6.51M -$191K -14,231 -3%
NRCM
8
Northern Right Capital Management
Connecticut
$6.08M – – –
AWA
9
Arete Wealth Advisors
Illinois
$5.43M -$742K -55,432 -12%
Neuberger Berman Group
10
Neuberger Berman Group
New York
$4.74M +$380K +28,416 +9%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.53M +$493K +36,842 +13%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.46M +$1.69M +126,476 +64%
Two Sigma Investments
13
Two Sigma Investments
New York
$4.26M +$295K +22,048 +8%
BlackRock
14
BlackRock
New York
$3.95M -$1.21M -90,738 -24%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$3.95M +$258K +19,300 +7%
Ameriprise
16
Ameriprise
Minnesota
$3.38M +$345K +25,773 +12%
CCM
17
Condor Capital Management
New Jersey
$3.16M +$324K +24,181 +12%
Bank of America
18
Bank of America
North Carolina
$2.91M -$269K -20,126 -9%
HWAM
19
Hennion & Walsh Asset Management
New Jersey
$2.52M +$675K +50,427 +38%
LSV Asset Management
20
LSV Asset Management
Illinois
$2.47M -$126K -9,400 -5%
MC
21
Muzinich & Co
New York
$2.3M -$198K -14,774 -8%
Sumitomo Mitsui Trust Group
22
Sumitomo Mitsui Trust Group
Japan
$2.3M -$198K -14,774 -8%
DADC
23
D.A. Davidson & Co
Montana
$2.29M +$334K +24,968 +18%
GL
24
Graypoint LLC
New York
$2.09M +$2.03M +151,974 New
Millennium Management
25
Millennium Management
New York
$2.07M +$93.8K +7,010 +5%
1
2 3 4 5

MFIC Hedge Fund Activity: Q3 2023 in Review

118 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2023, worth a combined $256M — up 11% from $231M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new MFIC positions and 12 closed out — a net gain of 2 holders — while 45 added to existing stakes and 33 trimmed.

The largest buyer was Graypoint LLC, opening a new position worth an estimated $2.03M. The largest seller was Clear Harbor Asset Management, exiting entirely with an estimated $3.02M sold.

  • 118 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2023, up from 117 in Q2 2023.
  • Funds reported $256M of MidCap Financial Investment stock for Q3 2023, up 11% quarter-over-quarter.
  • 14 funds opened new MidCap Financial Investment positions in Q3 2023 and 12 closed out, a net change of +2 holders.
  • The largest MidCap Financial Investment buyer in Q3 2023 was Graypoint LLC, an estimated $2.03M added.
  • The largest MidCap Financial Investment seller in Q3 2023 was Clear Harbor Asset Management, an estimated $3.02M sold.

Based on aggregated 13F filings for Q3 2023.