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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $804M invested in MidCap Financial Investment in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 69

7% less funds holding

Funds holding: 234 → 217 (-17)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

18% less capital invested

Capital invested by funds: $986M → $804M (-$182M)

19% less call options, than puts

Call options by funds: $2.02M | Put options by funds: $2.5M

41% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 37

Holders
217
Holders Change
-17
Holders Change %
-7.26%
% of All Funds
6.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.15%
New
22
Increased
69
Reduced
69
Closed
37
Calls
$2.02M
Puts
$2.5M
Net Calls
-$483K
Net Calls Change
+$1.61M

Top Buyers

1
AAMU
Amundi Asset Management US
Massachusetts
+$19M
2
TIM
Thornburg Investment Management
New Mexico
+$9.41M
3
AAM
Advisors Asset Management
Colorado
+$5.12M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$4.99M
5
PWM
Patriot Wealth Management
Texas
+$4.58M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
-$26.4M
2
Northern Trust
Northern Trust
Illinois
-$17.9M
3
BC
Balestra Capital
New York
-$14M
4
Deutsche Bank
Deutsche Bank
Germany
-$13.4M
5
CS
Credit Suisse
Switzerland
-$11.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$174M – – –
TIM
2
Thornburg Investment Management
New Mexico
$111M +$9.41M +363,334 +9%
U
3
UBS
Switzerland
$57.2M -$7.45M -287,595 -11%
Goldman Sachs
4
Goldman Sachs
New York
$24.1M -$2M -77,040 -7%
Morgan Stanley
5
Morgan Stanley
New York
$23.7M -$7.08M -273,163 -22%
AAM
6
Advisors Asset Management
Colorado
$22.4M +$5.12M +197,551 +28%
AAMU
7
Amundi Asset Management US
Massachusetts
$19.7M +$19M +732,985 +1,046%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$17.8M +$3.1M +119,500 +20%
Fuller & Thaler Asset Management
9
Fuller & Thaler Asset Management
California
$17.6M -$3.14M -121,174 -14%
Invesco
10
Invesco
Georgia
$16.6M -$1.27M -48,959 -7%
Two Sigma Investments
11
Two Sigma Investments
New York
$15.3M -$7.39M -285,254 -31%
YMRC
12
Yorktown Management & Research Company
Virginia
$13.5M +$432K +16,667 +3%
Allianz Asset Management
13
Allianz Asset Management
Germany
$12.3M -$26.4M -1,019,464 -67%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$10.5M -$6.08M -234,621 -35%
GH
15
GAM Holding
Switzerland
$9.8M – – –
BG
16
BlackRock Group
United Kingdom
$9.59M -$1.07M -41,127 -10%
Wells Fargo
17
Wells Fargo
California
$9.59M -$2.61M -100,668 -20%
Ameriprise
18
Ameriprise
Minnesota
$9.56M +$430K +16,606 +4%
RA
19
Royce & Associates
New York
$9.49M – – –
BC
20
Balestra Capital
New York
$9.4M -$14M -541,531 -59%
CS
21
Credit Suisse
Switzerland
$9.38M -$11.4M -440,652 -54%
JP Morgan Chase
22
JP Morgan Chase
New York
$8.81M +$1.54M +59,618 +20%
DA
23
DSC Advisors
Illinois
$7.97M +$2.16M +83,333 +34%
Millennium Management
24
Millennium Management
New York
$7.68M -$2.63M -101,646 -24%
CIM
25
Confluence Investment Management
Missouri
$6.22M +$753K +29,079 +13%
1
2 3 4 5

MFIC Hedge Fund Activity: Q3 2014 in Review

217 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2014, worth a combined $804M — down 18% from $986M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of MFIC and 22 opened new positions — a net loss of 15 holders — while 69 trimmed existing stakes and 69 added.

The largest buyer was Amundi Asset Management US, adding an estimated $19M. The largest seller was Allianz Asset Management, cutting an estimated $26.4M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2014, down from 234 in Q2 2014.
  • Funds reported $804M of MidCap Financial Investment stock for Q3 2014, down 18% quarter-over-quarter.
  • 22 funds opened new MidCap Financial Investment positions in Q3 2014 and 37 closed out, a net change of -15 holders.
  • The largest MidCap Financial Investment buyer in Q3 2014 was Amundi Asset Management US, an estimated $19M added.
  • The largest MidCap Financial Investment seller in Q3 2014 was Allianz Asset Management, an estimated $26.4M sold.

Based on aggregated 13F filings for Q3 2014.