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MidCap Financial Investment

224 hedge funds and large institutions have $1.05B invested in MidCap Financial Investment in 2013 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 84 increasing their positions, 67 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $3.22M | Put options by funds: $1.87M

53% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 19

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

25% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 67

5% more capital invested

Capital invested by funds: $995M → $1.05B (+$51.2M)

4% more funds holding

Funds holding: 215224 (+9)

Holders
224
Holders Change
+9
Holders Change %
+4.19%
% of All Funds
6.5%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
29
Increased
84
Reduced
67
Closed
19
Calls
$3.22M
Puts
$1.87M
Net Calls
+$1.35M
Net Calls Change
-$2.73M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$146M +$26.6M +1,033,584 +22%
TIM
2
Thornburg Investment Management
New Mexico
$106M -$7.06M -274,413 -6%
BFA
3
BlackRock Fund Advisors
California
$85.2M +$2.95M +114,540 +4%
State Street
4
State Street
Massachusetts
$63.9M -$3.08M -119,605 -5%
U
5
UBS
Switzerland
$47.6M +$6.61M +257,044 +16%
Northern Trust
6
Northern Trust
Illinois
$45.5M +$714K +27,785 +2%
Allianz Asset Management
7
Allianz Asset Management
Germany
$35.9M -$6.95M -270,370 -16%
BIT
8
BlackRock Institutional Trust
California
$29.3M -$1.47M -57,191 -5%
Vanguard Group
9
Vanguard Group
Pennsylvania
$23.3M +$1.61M +62,440 +7%
Morgan Stanley
10
Morgan Stanley
New York
$20.5M -$2.44M -95,076 -11%
AAM
11
Advisors Asset Management
Colorado
$19.7M -$2.79M -108,560 -12%
TA
12
Teachers Advisors
New York
$19.1M +$103K +4,010 +0.5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$18.3M +$737K +28,662 +4%
Invesco
14
Invesco
Georgia
$17.2M -$1.21M -47,172 -7%
JP Morgan Chase
15
JP Morgan Chase
New York
$15.3M -$1.6M -62,303 -9%
BA
16
BlackRock Advisors
Delaware
$15.3M +$14.6M +567,592 +1,644%
Ameriprise
17
Ameriprise
Minnesota
$13.9M -$560K -21,770 -4%
BG
18
BlackRock Group
United Kingdom
$11.8M +$398K +15,489 +3%
BIM
19
BlackRock Investment Management
Delaware
$11.8M +$395K +15,361 +3%
YMRC
20
Yorktown Management & Research Company
Virginia
$10.8M
MVP
21
Miller Value Partners
Florida
$9.99M -$3.13M -121,609 -24%
RA
22
Royce & Associates
New York
$9.85M
Fuller & Thaler Asset Management
23
Fuller & Thaler Asset Management
California
$9.37M -$199K -7,733 -2%
Deutsche Bank
24
Deutsche Bank
Germany
$8.97M -$2.56M -99,645 -22%
Wellington Management Group
25
Wellington Management Group
Massachusetts
$8.96M +$8.47M +329,351 +1,435%

MFIC Hedge Fund Activity: Q4 2013 in Review

224 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2013, worth a combined $1.05B — up 5.1% from $995M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new MFIC positions and 19 closed out — a net gain of 10 holders — while 84 added to existing stakes and 67 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $26.6M. The largest seller was Balestra Capital, exiting entirely with an estimated $26.9M sold.

  • 224 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2013, up from 215 in Q3 2013.
  • Funds reported $1.05B of MidCap Financial Investment stock for Q4 2013, up 5.1% quarter-over-quarter.
  • 29 funds opened new MidCap Financial Investment positions in Q4 2013 and 19 closed out, a net change of +10 holders.
  • The largest MidCap Financial Investment buyer in Q4 2013 was Fidelity Investments, an estimated $26.6M added.
  • The largest MidCap Financial Investment seller in Q4 2013 was Balestra Capital, an estimated $26.9M sold.

Based on aggregated 13F filings for Q4 2013.