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MidCap Financial Investment

131 hedge funds and large institutions have $255M invested in MidCap Financial Investment in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

31% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $3.71M

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

10% more funds holding

Funds holding: 119131 (+12)

0.14% less ownership

Funds ownership: 30.81%30.67% (-0.14%)

2% less capital invested

Capital invested by funds: $260M → $255M (-$5.3M)

Holders
131
Holders Change
+12
Holders Change %
+10.08%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
40
Reduced
36
Closed
13
Calls
$4.85M
Puts
$3.71M
Net Calls
+$1.14M
Net Calls Change
+$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$40.1M -$8.54M -650,000 -17%
AMH
2
Apollo Management Holdings
New York
$35.3M
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$29.6M +$30.4M +2,313,682 New
Invesco
4
Invesco
Georgia
$14.3M -$546K -41,613 -4%
VanEck Associates
5
VanEck Associates
New York
$12.6M +$930K +70,831 +8%
Morgan Stanley
6
Morgan Stanley
New York
$8.6M +$993K +75,648 +13%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$8.35M +$2.75M +209,067 +47%
Two Sigma Investments
8
Two Sigma Investments
New York
$7.85M +$1.83M +139,268 +29%
BlackRock
9
BlackRock
New York
$6.41M +$536K +40,818 +9%
CHAM
10
Clear Harbor Asset Management
Connecticut
$5.64M +$2.99M +227,575 +107%
LPL Financial
11
LPL Financial
California
$5.58M +$196K +14,959 +4%
Legal & General Group
12
Legal & General Group
United Kingdom
$4.8M -$174K -13,267 -3%
MC
13
Muzinich & Co
New York
$4.4M -$334K -25,398 -7%
Sumitomo Mitsui Trust Group
14
Sumitomo Mitsui Trust Group
Japan
$4.4M -$334K -25,398 -7%
Osaic Holdings
15
Osaic Holdings
Arizona
$4.07M +$594K +45,230 +17%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.67M +$464K +35,346 +14%
AWA
17
Arete Wealth Advisors
Illinois
$3.39M +$3.48M +265,035 New
JP Morgan Chase
18
JP Morgan Chase
New York
$3.31M -$49.1K -3,735 -1%
CP
19
Camelot Portfolios
Ohio
$2.65M +$444K +33,824 +20%
Grantham, Mayo, Van Otterloo & Co (GMO)
20
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.62M
HFS
21
HBC Financial Services
Washington
$2.27M +$167K +12,754 +22,375%
LSV Asset Management
22
LSV Asset Management
Illinois
$2.15M +$73.5K +5,600 +3%
UBS Group
23
UBS Group
Switzerland
$2.14M -$95.7K -7,287 -4%
DnB Asset Management
24
DnB Asset Management
Norway
$2.14M -$33.1K -2,522 -1%
Bank of America
25
Bank of America
North Carolina
$2.04M -$13.4K -1,018 -0.6%

MFIC Hedge Fund Activity: Q4 2021 in Review

131 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2021, worth a combined $255M — down 2% from $260M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 13 closed out — a net gain of 12 holders — while 40 added to existing stakes and 36 trimmed.

The largest buyer was Arete Wealth Advisors, opening a new position worth an estimated $3.48M. The largest seller was Wells Fargo, cutting an estimated $30.8M.

  • 131 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2021, up from 119 in Q3 2021.
  • Funds reported $255M of MidCap Financial Investment stock for Q4 2021, down 2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q4 2021 and 13 closed out, a net change of +12 holders.
  • The largest MidCap Financial Investment buyer in Q4 2021 was Arete Wealth Advisors, an estimated $3.48M added.
  • The largest MidCap Financial Investment seller in Q4 2021 was Wells Fargo, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2021.