Yorktown Management & Research Company’s Oaktree Specialty Lending OCSL Stock Holding History

Yorktown Management & Research Company’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-433,333	Closed	-$10.4M	–	510
2014 Q4	$10.4M	Hold	433,333	–	–	2.18%	9
2014 Q3	$11.9M	Buy	433,333 +20,000	+5%	+$584K	2.29%	7
2014 Q2	$12.2M	Buy	413,333 +20,000	+5%	+$564K	2.27%	5
2014 Q1	$11.2M	Hold	393,333	–	–	2.13%	8
2013 Q4	$10.9M	Hold	393,333	–	–	2.2%	9
2013 Q3	$12.1M	Buy	393,333 +64,000	+19%	+$2.03M	2.6%	7
2013 Q2	$10.3M	Buy	+329,333	New	+$10.5M	2.18%	9

Other funds holding OCSL

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Yorktown Management & Research Company's OCSL Position: Q1 2015 in Review

Yorktown Management & Research Company sold out of Oaktree Specialty Lending (OCSL) in Q1 2015, closing a stake of 433,333 shares — an estimated $10.4M sold.

Yorktown Management & Research Company first reported a position in OCSL in Q2 2013 and held it in 7 quarters. The position peaked at $12.2M in Q2 2014. 145 funds tracked by Wall St. Rank hold OCSL as of Q1 2015.

Yorktown Management & Research Company reported no remaining Oaktree Specialty Lending position as of Q1 2015 after selling out during the quarter.
Yorktown Management & Research Company sold 433,333 Oaktree Specialty Lending shares in Q1 2015, an estimated $10.4M.
Yorktown Management & Research Company first reported a position in Oaktree Specialty Lending in Q2 2013 and held it in 7 quarters.
Yorktown Management & Research Company's Oaktree Specialty Lending position peaked at $12.2M in Q2 2014.
145 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q1 2015.

Based on Yorktown Management & Research Company's 13F filing for Q1 2015, filed 23 Apr 2015.