Yorktown Management & Research Company’s Barings BDC BBDC Stock Holding History

Yorktown Management & Research Company’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-210,000	Closed	-$3.7M	–	377
2017 Q2	$3.7M	Sell	210,000 -70,000	-25%	-$1.27M	1.18%	17
2017 Q1	$5.34M	Buy	+280,000	New	+$5.37M	1.39%	13
2016 Q2	–	Sell	-280,800	Closed	-$5.78M	–	308
2016 Q1	$5.78M	Hold	280,800	–	–	1.12%	29
2015 Q4	$5.37M	Sell	280,800 -35,000	-11%	-$660K	0.95%	26
2015 Q3	$5.21M	Sell	315,800 -110,000	-26%	-$2.22M	0.86%	29
2015 Q2	$9.98M	Hold	425,800	–	–	1.75%	3
2015 Q1	$9.71M	Buy	425,800 +155,800	+58%	+$3.48M	1.76%	8
2014 Q4	$5.48M	Buy	270,000 +85,000	+46%	+$1.93M	1.14%	27
2014 Q3	$4.68M	Buy	185,000 +70,000	+61%	+$1.9M	0.9%	30
2014 Q2	$3.26M	Buy	115,000 +60,000	+109%	+$1.57M	0.61%	43
2014 Q1	$1.42M	Hold	55,000	–	–	0.27%	71
2013 Q4	$1.52M	Hold	55,000	–	–	0.31%	65
2013 Q3	$1.61M	Sell	55,000 -35,000	-39%	-$1.02M	0.35%	57
2013 Q2	$2.48M	Buy	+90,000	New	+$2.51M	0.52%	50

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Yorktown Management & Research Company's BBDC Position: Q3 2017 in Review

Yorktown Management & Research Company sold out of Barings BDC (BBDC) in Q3 2017, closing a stake of 210,000 shares — an estimated $3.7M sold.

Yorktown Management & Research Company first reported a position in BBDC in Q2 2013 and held it in 14 quarters. The position peaked at $9.98M in Q2 2015. 99 funds tracked by Wall St. Rank hold BBDC as of Q3 2017.

Yorktown Management & Research Company reported no remaining Barings BDC position as of Q3 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 210,000 Barings BDC shares in Q3 2017, an estimated $3.7M.
Yorktown Management & Research Company first reported a position in Barings BDC in Q2 2013 and held it in 14 quarters.
Yorktown Management & Research Company's Barings BDC position peaked at $9.98M in Q2 2015.
99 funds tracked by Wall St. Rank held Barings BDC as of Q3 2017.

Based on Yorktown Management & Research Company's 13F filing for Q3 2017, filed 8 Nov 2017.