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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$240M
AUM Growth
-$31.1M
Cap. Flow
-$23.4M
Cap. Flow %
-9.76%
Top 10 Hldgs %
77.45%
Holding
35
New
2
Increased
5
Reduced
5
Closed
5

Top Buys

Rank Stock Value
1
LBY
Libbey, Inc.
LBY
+$2.91M
2
SMTX
SMTC Corporation
SMTX
+$1.29M
3
JASN
Jason Industries, Inc.
JASN
+$743K
4
GLDD
Great Lakes Dredge & Dock
GLDD
+$320K

Top Sells

Rank Stock Value
1
XRM
Xerium Technologies Inc (new)
XRM
+$15.5M
2
CLAR icon
Clarus
CLAR
+$3.42M
3
GVA icon
Granite Construction
GVA
+$3.3M
4
OPCH icon
Option Care Health
OPCH
+$2.89M
5
UWN
Nevada Gold & Casinos, Ltd.
UWN
+$981K

Sector Composition

Rank Sector Weight
1 Industrials 32.06%
2 Healthcare 16.12%
3 Technology 12.2%
4 Consumer Staples 8.04%
5 Consumer Discretionary 7.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPCH icon
26
Option Care Health
OPCH
$3.36B
– –
-246,200
Closed -$2.89M
XRM
27
DELISTED
Xerium Technologies Inc (new)
XRM
– –
-1,169,934
Closed -$15.5M
IW
28
DELISTED
IMAGEWARE SYSTEMS,INC
IW
– –
-864,661
Closed -$942K
1
2

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Wynnefield Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Wynnefield Capital held 35 positions worth $240M, down 11% from $271M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Wynnefield Capital withdrew a net $23.4M in Q3 2018, closing 5 positions and reducing 5 holdings. Its most notable exit was Xerium Technologies Inc (new), an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Wynnefield Capital added an estimated $2.91M to Libbey, Inc..

  • Wynnefield Capital added most to Libbey, Inc. in Q3 2018, an estimated $2.91M increase.
  • Wynnefield Capital's biggest Q3 2018 reduction was Clarus, cutting an estimated $3.42M.
  • Wynnefield Capital fully exited Xerium Technologies Inc (new) in Q3 2018, selling an estimated $15.5M.
  • Wynnefield Capital's ten largest holdings make up 77% of its $240M portfolio in Q3 2018.
  • Wynnefield Capital opened 2 new positions and closed 5 in Q3 2018.
  • Wynnefield Capital's portfolio value fell 11% quarter-over-quarter to $240M.

Based on Wynnefield Capital's 13F filing for Q3 2018, filed 14 Nov 2018.