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WC
Wynnefield Capital Portfolio holdings
AUM
$145M
1-Year Est. Return
14.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.3%
1 Year Est. Return
+14.57%
3 Year Est. Return
+52.09%
5 Year Est. Return
+86.14%
10 Year Est. Return
+609.31%
AUM
$280M
AUM Growth
-$20.4M
(-6.8%)
Cap. Flow
-$10.8M
Cap. Flow
% of AUM
-3.87%
Top 10 Holdings %
Top 10 Hldgs %
70.69%
Holding
45
New
2
Increased
13
Reduced
5
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Babcock & Wilcox
BW
|
+$4.76M |
| 2 |
OME
Omega Protein
OME
|
+$3.01M |
| 3 |
SANW
S&W Seed Co
SANW
|
+$2.6M |
| 4 |
LBY
Libbey, Inc.
LBY
|
+$1.92M |
| 5 |
GLDD
Great Lakes Dredge & Dock
GLDD
|
+$1.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
HCOM
Hawaiian Telcom Holdco, Inc
HCOM
|
+$12.9M |
| 2 |
Enviri
NVRI
|
+$6.46M |
| 3 |
MVC
MVC Capital, Inc.
MVC
|
+$2.85M |
| 4 |
DLH Holdings
DLHC
|
+$1.94M |
| 5 |
Intrepid Potash
IPI
|
+$1.58M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 28.01% |
| 2 | Healthcare | 16.17% |
| 3 | Consumer Discretionary | 12.02% |
| 4 | Technology | 11.5% |
| 5 | Miscellaneous | 11.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Gold Trust
IAU
$63.3B
| $1.15M | 0.41% |
46,500
| – | – |
|
27
CarParts.com
PRTS
$66.3M
| $921K | 0.33% |
31,862
+9,907
| +45% | +$284K |
|
|
TREC
28
DELISTED
Trecora Resources
TREC
| $665K | 0.24% |
50,000
+20,488
| +69% | +$249K |
|
|
NWY
29
DELISTED
New York & Co Inc
NWY
| $540K | 0.19% |
259,805
+59,805
| +30% | +$101K |
|
30
CVD Equipment Corp
CVV
$32M
| $504K | 0.18% |
+45,861
| New | +$511K |
|
31
Upbound Group
UPBD
$1.04B
| $204K | 0.07% |
17,800
| – | – |
|
32
Equus Total Return
EQS
$13.6M
| $173K | 0.06% |
71,304
| – | – |
|
33
Broadwind
BWEN
$94.2M
| $162K | 0.06% |
50,000
| – | – |
|
|
REGI
34
DELISTED
Renewable Energy Group, Inc.
REGI
| $123K | 0.04% |
10,141
| – | – |
|
|
MICR
35
DELISTED
Micron Solutions, Inc.
MICR
| $13K | ﹤0.01% |
3,363
| – | – |
|
|
36
Intrepid Potash
IPI
$514M
| – | – |
-70,000
| Closed | -$1.58M |
|
|
37
Enviri
NVRI
$578M
| – | – |
-400,939
| Closed | -$6.46M |
|
|
ALJJ
38
DELISTED
ALJ Regional Holdings Inc
ALJJ
| – | – |
-16,200
| Closed | -$52K |
|
|
HCOM
39
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
| – | – |
-515,098
| Closed | -$12.9M |
|
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GTWM
Wynnefield Capital's Q3 2017 Portfolio in Review
As of Q3 2017, Wynnefield Capital held 45 positions worth $280M, down 6.8% from $300M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Wynnefield Capital withdrew a net $10.8M in Q3 2017, closing 6 positions and reducing 5 holdings. Its most notable exit was Hawaiian Telcom Holdco, Inc, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Wynnefield Capital opened a new position in CVD Equipment Corp worth $504K.
- Wynnefield Capital's largest Q3 2017 buy was CVD Equipment Corp: 45,861 shares worth $504K.
- Wynnefield Capital added most to Babcock & Wilcox in Q3 2017, an estimated $4.76M increase.
- Wynnefield Capital's biggest Q3 2017 reduction was MVC Capital, Inc., cutting an estimated $2.85M.
- Wynnefield Capital fully exited Hawaiian Telcom Holdco, Inc in Q3 2017, selling an estimated $12.9M.
- Wynnefield Capital's ten largest holdings make up 71% of its $280M portfolio in Q3 2017.
- Wynnefield Capital opened 2 new positions and closed 6 in Q3 2017.
- Wynnefield Capital's portfolio value fell 6.8% quarter-over-quarter to $280M.
Based on Wynnefield Capital's 13F filing for Q3 2017, filed 14 Nov 2017.