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WC

Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
-3.9%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$250M
AUM Growth
-$10M
Cap. Flow
+$15M
Cap. Flow %
6.02%
Top 10 Hldgs %
78.73%
Holding
38
New
5
Increased
13
Reduced
2
Closed
8

Top Buys

Rank Stock Value
1
GLPW
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
+$7.48M
2
OME
Omega Protein
OME
+$4.75M
3
WLB
Westmoreland Coal Company
WLB
+$4.53M
4
KOP icon
Koppers
KOP
+$3.34M
5
JASN
Jason Industries, Inc.
JASN
+$2.27M

Top Sells

Rank Stock Value
1
OMG
OM GROUP INC.
OMG
+$7.56M
2
IRDM icon
Iridium Communications
IRDM
+$5.91M
3
ARIS
ARI Network Services, Inc.
ARIS
+$2.17M
4
FTK icon
Flotek Industries
FTK
+$1.25M
5
PRMW
Primo Water Corporation
PRMW
+$779K

Sector Composition

Rank Sector Weight
1 Industrials 28.21%
2 Consumer Staples 21.28%
3 Technology 17.15%
4 Healthcare 13.49%
5 Consumer Discretionary 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAMP
26
DELISTED
HAMPSHIRE GROUP LTD
HAMP
$186K 0.07%
742,425
– –
MICR
27
DELISTED
Micron Solutions, Inc.
MICR
$21K 0.01%
+3,363
New +$21.2K
FTK icon
28
Flotek Industries
FTK
$852M
– –
-16,667
Closed -$1.25M
IRDM icon
29
Iridium Communications
IRDM
$5.02B
– –
-650,000
Closed -$5.91M
ARIS
30
DELISTED
ARI Network Services, Inc.
ARIS
– –
-691,758
Closed -$2.17M
ESSX
31
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
– –
-113,701
Closed -$93K
OMG
32
DELISTED
OM GROUP INC.
OMG
– –
-225,000
Closed -$7.56M
1
2

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Wynnefield Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Wynnefield Capital held 38 positions worth $250M, down 3.9% from $260M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Wynnefield Capital deployed $15M of net new capital in Q3 2015, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Westmoreland Coal Company: 307,759 shares worth $4.34M.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Primo Water Corporation, an estimated $779K trimmed.

  • Wynnefield Capital's largest Q3 2015 buy was Westmoreland Coal Company: 307,759 shares worth $4.34M.
  • Wynnefield Capital added most to GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW in Q3 2015, an estimated $7.48M increase.
  • Wynnefield Capital's biggest Q3 2015 reduction was Primo Water Corporation, cutting an estimated $779K.
  • Wynnefield Capital fully exited OM GROUP INC. in Q3 2015, selling an estimated $7.56M.
  • Wynnefield Capital's ten largest holdings make up 79% of its $250M portfolio in Q3 2015.
  • Wynnefield Capital opened 5 new positions and closed 8 in Q3 2015.
  • Wynnefield Capital's portfolio value fell 3.9% quarter-over-quarter to $250M.

Based on Wynnefield Capital's 13F filing for Q3 2015, filed 16 Nov 2015.