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Wynnefield Capital Portfolio holdings

AUM $148M
1-Year Est. Return 32.71%
This Fund
S&P 500
This Quarter Est. Return
+12.18%
1 Year Est. Return
+32.71%
3 Year Est. Return
+110.4%
5 Year Est. Return
+115.94%
10 Year Est. Return
+661.94%
AUM
$265M
AUM Growth
-$1.07M
Cap. Flow
-$23.1M
Cap. Flow %
-8.7%
Top 10 Hldgs %
71.98%
Holding
38
New
2
Increased
5
Reduced
7
Closed
8

Top Buys

Rank Stock Value
1
NES
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
+$9.43M
2
WLB
Westmoreland Coal Company
WLB
+$3.2M
3
PRMW
Primo Water Corporation
PRMW
+$353K
4
MICR
Micron Solutions, Inc.
MICR
+$8.63K

Top Sells

Rank Stock Value
1
CORE
Core Mark Holding Co., Inc.
CORE
+$9.4M
2
MVC
MVC Capital, Inc.
MVC
+$7.63M
3
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$5.29M
4
PPC icon
Pilgrim's Pride
PPC
+$5.01M
5
CQB
CHIQUITA BRANDS INTL (NEW)
CQB
+$2.56M

Sector Composition

Rank Sector Weight
1 Industrials 32.93%
2 Consumer Staples 13.39%
3 Healthcare 9.83%
4 Energy 8.96%
5 Technology 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBW icon
26
Build-A-Bear
BBW
$425M
– –
-40,000
Closed -$242K
PPC icon
27
Pilgrim's Pride
PPC
$6.51B
– –
-335,300
Closed -$5.01M
USCR
28
DELISTED
U S Concrete, Inc.
USCR
– –
-100,000
Closed -$1.64M
MVC
29
DELISTED
MVC Capital, Inc.
MVC
– –
-634,085
Closed -$7.63M
PRCP
30
DELISTED
Perceptron Inc
PRCP
– –
-100,000
Closed -$789K
HERO
31
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-360,000
Closed -$2.53M
1
2

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Wynnefield Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Wynnefield Capital held 38 positions worth $265M, down 0.4% from $266M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Wynnefield Capital withdrew a net $23.1M in Q3 2013, closing 8 positions and reducing 7 holdings. Its most notable exit was MVC Capital, Inc., an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 33% of assets, up from 27% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Wynnefield Capital opened a new position in Micron Solutions, Inc. worth $9K.

  • Wynnefield Capital's largest Q3 2013 buy was Micron Solutions, Inc.: 3,363 shares worth $9K.
  • Wynnefield Capital added most to NUVERRA ENVIRONMENTAL INC NEW COM STK (DE) in Q3 2013, an estimated $9.43M increase.
  • Wynnefield Capital's biggest Q3 2013 reduction was Core Mark Holding Co., Inc., cutting an estimated $9.4M.
  • Wynnefield Capital fully exited MVC Capital, Inc. in Q3 2013, selling an estimated $7.63M.
  • Wynnefield Capital's ten largest holdings make up 72% of its $265M portfolio in Q3 2013.
  • Wynnefield Capital opened 2 new positions and closed 8 in Q3 2013.
  • Wynnefield Capital's portfolio value fell 0.4% quarter-over-quarter to $265M.

Based on Wynnefield Capital's 13F filing for Q3 2013, filed 14 Nov 2013.