We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.7M
Cap. Flow %
9.4%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$19.3M
2
RILY icon
BRC Group Holdings
RILY
+$17.5M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$10.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$5.67M
5
LYFT icon
Lyft
LYFT
+$4.31M

Top Sells

Rank Stock Value
1
RSF
RiverNorth Capital and Income Fund
RSF
+$3.62M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
+$2.99M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$2.9M
4
HIX
Western Asset High Income Fund II
HIX
+$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
201
Danaher
DHR
$139B
$216K 0.05%
1,686
-899
-35% -$113K
BDX icon
202
Becton Dickinson
BDX
$46.9B
$211K 0.05%
+857
New +$212K
MS icon
203
Morgan Stanley
MS
$332B
$211K 0.05%
+4,955
New +$212K
XLE icon
204
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$209K 0.05%
7,070
-96
-1% -$2.9K
ENB icon
205
Enbridge
ENB
$118B
$208K 0.05%
5,928
+174
+3% +$6.02K
EMR icon
206
Emerson Electric
EMR
$86.7B
$204K 0.05%
+3,049
New +$192K
QQQ icon
207
Invesco QQQ Trust
QQQ
$469B
$202K 0.05%
+1,070
New +$203K
REM icon
208
iShares Mortgage Real Estate ETF
REM
$539M
$202K 0.05%
4,795
-4,830
-50% -$204K
LIN icon
209
Linde
LIN
$221B
$200K 0.05%
+1,033
New +$200K
VTR icon
210
Ventas
VTR
$46.6B
$200K 0.05%
+2,745
New +$195K
SEMG
211
DELISTED
SEMGROUP CORPORATION
SEMG
$196K 0.05%
+11,984
New +$140K
CEN
212
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$160K 0.04%
2,250
+800
+55% +$60K
DNP icon
213
DNP Select Income Fund
DNP
$4.06B
$134K 0.03%
10,400
– –
GE icon
214
GE Aerospace
GE
$383B
$123K 0.03%
2,761
-488
-15% -$22.9K
CVRS
215
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$91K 0.02%
+21,164
New +$76.8K
GALT icon
216
Galectin Therapeutics
GALT
$200M
$39K 0.01%
10,668
– –
MUX icon
217
McEwen Inc
MUX
$1.07B
$16K ﹤0.01%
1,000
– –
NAK
218
Northern Dynasty Minerals
NAK
$818M
$6K ﹤0.01%
10,000
– –
AL
219
DELISTED
Air Lease Corp
AL
– –
-5,410
Closed -$224K
AXP icon
220
American Express
AXP
$233B
– –
-1,891
Closed -$233K
BG icon
221
Bunge Global
BG
$20.2B
– –
-7,455
Closed -$415K
BWA icon
222
BorgWarner
BWA
$13B
– –
-11,067
Closed -$409K
DD icon
223
DuPont de Nemours
DD
$19.1B
– –
-2,205
Closed -$208K
DMB
224
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$193M
– –
-98,442
Closed -$1.31M
ESI icon
225
Element Solutions
ESI
$9.18B
– –
-20,920
Closed -$216K
7 8
9
10 11

Similar funds

FFM
FengHe Fund Management Singapore $724M AUM 196.18% 1-Year Est. Return
AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
ZAM
Zevin Asset Management Boston, Massachusetts $723M AUM 15.62% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Vivaldi Capital Management held 263 positions worth $422M, up 10% from $383M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Vivaldi Capital Management deployed $39.7M of net new capital in Q3 2019, opening 25 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was RiverNorth Capital and Income Fund, an estimated $3.62M trimmed.

  • Vivaldi Capital Management's largest Q3 2019 buy was BlackRock MuniYield Quality Fund III: 422,043 shares worth $5.73M.
  • Vivaldi Capital Management added most to Meta Platforms (Facebook) in Q3 2019, an estimated $19.3M increase.
  • Vivaldi Capital Management's biggest Q3 2019 reduction was RiverNorth Capital and Income Fund, cutting an estimated $3.62M.
  • Vivaldi Capital Management fully exited Neuberger High Yield Strategies Fund Inc in Q3 2019, selling an estimated $2.9M.
  • Vivaldi Capital Management's ten largest holdings make up 41% of its $422M portfolio in Q3 2019.
  • Vivaldi Capital Management opened 25 new positions and closed 37 in Q3 2019.
  • Vivaldi Capital Management's portfolio value rose 10% quarter-over-quarter to $422M.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.