VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+0.42%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$422M
AUM Growth
+$39.4M
Cap. Flow
+$39.4M
Cap. Flow %
9.34%
Top 10 Hldgs %
41.16%
Holding
263
New
25
Increased
99
Reduced
69
Closed
37

Top Buys

1
RILY icon
B. Riley Financial
RILY
$19.5M
2
META icon
Meta Platforms (Facebook)
META
$18.1M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$11M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$5.73M
5
LYFT icon
Lyft
LYFT
$3.23M

Top Sells

1
RSF
RiverNorth Capital and Income Fund
RSF
$3.65M
2
IIM icon
Invesco Value Municipal Income Trust
IIM
$3M
3
NHS
Neuberger Berman High Yield Strategies Fund
NHS
$2.9M
4
HIX
Western Asset High Income Fund II
HIX
$2.81M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.36M

Sector Composition

1 Financials 10.48%
2 Communication Services 6.29%
3 Technology 3.69%
4 Healthcare 3.06%
5 Consumer Staples 1.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR icon
201
Danaher
DHR
$143B
$216K 0.05%
1,686
-899
-35% -$115K
BDX icon
202
Becton Dickinson
BDX
$55.1B
$211K 0.05%
+857
New +$211K
MS icon
203
Morgan Stanley
MS
$236B
$211K 0.05%
+4,955
New +$211K
XLE icon
204
Energy Select Sector SPDR Fund
XLE
$26.7B
$209K 0.05%
3,535
-48
-1% -$2.84K
ENB icon
205
Enbridge
ENB
$105B
$208K 0.05%
5,928
+174
+3% +$6.11K
EMR icon
206
Emerson Electric
EMR
$74.6B
$204K 0.05%
+3,049
New +$204K
QQQ icon
207
Invesco QQQ Trust
QQQ
$368B
$202K 0.05%
+1,070
New +$202K
REM icon
208
iShares Mortgage Real Estate ETF
REM
$618M
$202K 0.05%
4,795
-4,830
-50% -$203K
LIN icon
209
Linde
LIN
$220B
$200K 0.05%
+1,033
New +$200K
VTR icon
210
Ventas
VTR
$30.9B
$200K 0.05%
+2,745
New +$200K
SEMG
211
DELISTED
SEMGROUP CORPORATION
SEMG
$196K 0.05%
+11,984
New +$196K
CEN
212
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$160K 0.04%
2,250
+800
+55% +$56.9K
DNP icon
213
DNP Select Income Fund
DNP
$3.67B
$134K 0.03%
10,400
– –
GE icon
214
GE Aerospace
GE
$296B
$123K 0.03%
2,761
-488
-15% -$21.7K
CVRS
215
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$91K 0.02%
+21,164
New +$91K
GALT icon
216
Galectin Therapeutics
GALT
$295M
$39K 0.01%
10,668
– –
MUX icon
217
McEwen Inc.
MUX
$734M
$16K ﹤0.01%
1,000
– –
NAK
218
Northern Dynasty Minerals
NAK
$466M
$6K ﹤0.01%
10,000
– –
ANDX
219
DELISTED
Andeavor Logistics LP
ANDX
– –
-29,003
Closed -$1.05M
LEXEA
220
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-49,327
Closed -$2.36M
TSS
221
DELISTED
Total System Services, Inc.
TSS
– –
-6,317
Closed -$810K
RHT
222
DELISTED
Red Hat Inc
RHT
– –
-10,528
Closed -$1.98M
TFI icon
223
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.23B
– –
-5,240
Closed -$263K
XLI icon
224
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
-3,760
Closed -$291K
XLV icon
225
Health Care Select Sector SPDR Fund
XLV
$34B
– –
-3,678
Closed -$341K
7 8
9
10 11