Vivaldi Capital Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Vivaldi Capital Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-67,972	Closed	-$1.18M	–	226
2022 Q4	$1.18M	Buy	67,972 +5,000	+8%	+$83.9K	0.29%	85
2022 Q3	$1.05M	Buy	62,972 +15,000	+31%	+$265K	0.28%	79
2022 Q2	$827K	Buy	47,972 +18,792	+64%	+$340K	0.22%	90
2022 Q1	$522K	Buy	29,180 +500	+2%	+$9.74K	0.14%	130
2021 Q4	$583K	Hold	28,680	–	–	0.14%	109
2021 Q3	$589K	Buy	28,680 +5,000	+21%	+$103K	0.13%	115
2021 Q2	$489K	Buy	23,680 +1,855	+8%	+$37.9K	0.1%	141
2021 Q1	$444K	Hold	21,825	–	–	0.09%	155
2020 Q4	$441K	Buy	21,825 +6,825	+46%	+$135K	0.09%	150
2020 Q3	$296K	Hold	15,000	–	–	0.07%	193
2020 Q2	$291K	Hold	15,000	–	–	0.06%	201
2020 Q1	$246K	Sell	15,000 -565,573	-97%	-$10.8M	0.06%	168
2019 Q4	$11.7M	Buy	580,573 +9,995	+2%	+$199K	2.82%	7
2019 Q3	$11.3M	Buy	570,578 +558,078	+4,465%	+$10.9M	2.67%	7
2019 Q2	$242K	Buy	12,500 +2,500	+25%	+$48.1K	0.06%	200
2019 Q1	$191K	Hold	10,000	–	–	0.05%	212
2018 Q4	$180K	Buy	+10,000	New	+$185K	0.08%	178

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

State of Tennessee, Department of Treasury Nashville, Tennessee $33.7B AUM 43.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Vivaldi Capital Management's FPE Position: Q1 2023 in Review

Vivaldi Capital Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q1 2023, closing a stake of 67,972 shares — an estimated $1.18M sold.

Vivaldi Capital Management first reported a position in FPE in Q4 2018 and held it in 17 quarters. The position peaked at $11.7M in Q4 2019. 396 funds tracked by Wall St. Rank hold FPE as of Q1 2023.

Vivaldi Capital Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q1 2023 after selling out during the quarter.
Vivaldi Capital Management sold 67,972 First Trust Preferred Securities and Income ETF shares in Q1 2023, an estimated $1.18M.
Vivaldi Capital Management first reported a position in First Trust Preferred Securities and Income ETF in Q4 2018 and held it in 17 quarters.
Vivaldi Capital Management's First Trust Preferred Securities and Income ETF position peaked at $11.7M in Q4 2019.
396 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q1 2023.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.