Vivaldi Capital Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-67,972	Closed	-$1.18M	–	226
2022 Q4	$1.18M	Buy	67,972 +5,000	+8%	+$83.9K	0.29%	85
2022 Q3	$1.05M	Buy	62,972 +15,000	+31%	+$265K	0.28%	79
2022 Q2	$827K	Buy	47,972 +18,792	+64%	+$340K	0.22%	90
2022 Q1	$522K	Buy	29,180 +500	+2%	+$9.74K	0.14%	130
2021 Q4	$583K	Hold	28,680	–	–	0.14%	109
2021 Q3	$589K	Buy	28,680 +5,000	+21%	+$103K	0.13%	115
2021 Q2	$489K	Buy	23,680 +1,855	+8%	+$37.9K	0.1%	141
2021 Q1	$444K	Hold	21,825	–	–	0.09%	155
2020 Q4	$441K	Buy	21,825 +6,825	+46%	+$135K	0.09%	150
2020 Q3	$296K	Hold	15,000	–	–	0.07%	193
2020 Q2	$291K	Hold	15,000	–	–	0.06%	201
2020 Q1	$246K	Sell	15,000 -565,573	-97%	-$10.8M	0.06%	168
2019 Q4	$11.7M	Buy	580,573 +9,995	+2%	+$199K	2.82%	7
2019 Q3	$11.3M	Buy	570,578 +558,078	+4,465%	+$10.9M	2.67%	7
2019 Q2	$242K	Buy	12,500 +2,500	+25%	+$48.1K	0.06%	200
2019 Q1	$191K	Hold	10,000	–	–	0.05%	212
2018 Q4	$180K	Buy	+10,000	New	+$185K	0.08%	178