Vivaldi Capital Management’s Western Asset High Income Fund II HIX Stock Holding History

Vivaldi Capital Management’s Portfolio HIX Stock Details HIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-400,142	Closed	-$2.81M	–	236
2019 Q2	$2.81M	Buy	400,142 +102,928	+35%	+$685K	0.73%	39
2019 Q1	$1.93M	Buy	297,214 +72,843	+32%	+$462K	0.54%	55
2018 Q4	$1.29M	Buy	224,371 +39,282	+21%	+$238K	0.56%	48
2018 Q3	$1.17M	Buy	185,089 +14,121	+8%	+$90.3K	0.63%	38
2018 Q2	$1.1M	Buy	170,968 +14,601	+9%	+$95.5K	0.9%	36
2018 Q1	$1.03M	Buy	+156,367	New	+$1.06M	0.77%	43

Other funds holding HIX

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

IWM

IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Vivaldi Capital Management's HIX Position: Q3 2019 in Review

Vivaldi Capital Management sold out of Western Asset High Income Fund II (HIX) in Q3 2019, closing a stake of 400,142 shares — an estimated $2.81M sold.

Vivaldi Capital Management first reported a position in HIX in Q1 2018 and held it in 6 quarters. The position peaked at $2.81M in Q2 2019. 72 funds tracked by Wall St. Rank hold HIX as of Q3 2019.

Vivaldi Capital Management reported no remaining Western Asset High Income Fund II position as of Q3 2019 after selling out during the quarter.
Vivaldi Capital Management sold 400,142 Western Asset High Income Fund II shares in Q3 2019, an estimated $2.81M.
Vivaldi Capital Management first reported a position in Western Asset High Income Fund II in Q1 2018 and held it in 6 quarters.
Vivaldi Capital Management's Western Asset High Income Fund II position peaked at $2.81M in Q2 2019.
72 funds tracked by Wall St. Rank held Western Asset High Income Fund II as of Q3 2019.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.