Vivaldi Capital Management’s BNY Mellon Municipal Bond Infrastructure Fund DMB Stock Holding History

Vivaldi Capital Management’s Portfolio DMB Stock Details DMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-98,442	Closed	-$1.31M	–	232
2019 Q2	$1.31M	Buy	98,442 +15,169	+18%	+$202K	0.34%	67
2019 Q1	$1.08M	Buy	83,273 +9,781	+13%	+$123K	0.3%	83
2018 Q4	$872K	Buy	73,492 +11,181	+18%	+$135K	0.38%	60
2018 Q3	$774K	Buy	62,311 +4,051	+7%	+$50.9K	0.41%	54
2018 Q2	$727K	Buy	58,260 +2,010	+4%	+$25K	0.6%	55
2018 Q1	$691K	Buy	56,250 +22,025	+64%	+$275K	0.52%	58
2017 Q4	$445K	Buy	34,225 +7,625	+29%	+$100K	0.37%	70
2017 Q3	$356K	Buy	+26,600	New	+$355K	1.53%	31

Other funds holding DMB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JWA

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Vivaldi Capital Management's DMB Position: Q3 2019 in Review

Vivaldi Capital Management sold out of BNY Mellon Municipal Bond Infrastructure Fund (DMB) in Q3 2019, closing a stake of 98,442 shares — an estimated $1.31M sold.

Vivaldi Capital Management first reported a position in DMB in Q3 2017 and held it in 8 quarters. The position peaked at $1.31M in Q2 2019. 37 funds tracked by Wall St. Rank hold DMB as of Q3 2019.

Vivaldi Capital Management reported no remaining BNY Mellon Municipal Bond Infrastructure Fund position as of Q3 2019 after selling out during the quarter.
Vivaldi Capital Management sold 98,442 BNY Mellon Municipal Bond Infrastructure Fund shares in Q3 2019, an estimated $1.31M.
Vivaldi Capital Management first reported a position in BNY Mellon Municipal Bond Infrastructure Fund in Q3 2017 and held it in 8 quarters.
Vivaldi Capital Management's BNY Mellon Municipal Bond Infrastructure Fund position peaked at $1.31M in Q2 2019.
37 funds tracked by Wall St. Rank held BNY Mellon Municipal Bond Infrastructure Fund as of Q3 2019.

Based on Vivaldi Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.