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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTR icon
126
VanEck IG Floating Rate ETF
FLTR
$2.94B
$589K 0.15%
23,374
-18,310
-44% -$461K
IGSB icon
127
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$582K 0.15%
10,887
-35,346
-76% -$1.87M
CSCO icon
128
Cisco
CSCO
$457B
$554K 0.14%
10,125
-864
-8% -$47.7K
TXN icon
129
Texas Instruments
TXN
$252B
$552K 0.14%
4,814
-3,380
-41% -$378K
SCZ icon
130
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$540K 0.14%
9,410
-8,885
-49% -$513K
IBM icon
131
IBM
IBM
$211B
$534K 0.14%
+4,048
New +$532K
WAGE
132
DELISTED
WageWorks, Inc.
WAGE
$534K 0.14%
+10,508
New +$497K
DTF
133
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$530K 0.14%
38,262
+4,566
+14% +$62.4K
COST icon
134
Costco
COST
$422B
$505K 0.13%
1,911
+37
+2% +$9.22K
DISCK
135
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$504K 0.13%
17,713
-10,024
-36% -$272K
IDV icon
136
iShares International Select Dividend ETF
IDV
$8.45B
$503K 0.13%
16,376
+680
+4% +$21.1K
EOG icon
137
EOG Resources
EOG
$79.2B
$500K 0.13%
5,371
-3,132
-37% -$291K
VZ icon
138
Verizon
VZ
$195B
$485K 0.13%
8,490
+325
+4% +$18.7K
AMLP icon
139
Alerian MLP ETF
AMLP
$13B
$476K 0.12%
9,662
-8,970
-48% -$444K
VSS icon
140
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$462K 0.12%
4,389
-783
-15% -$81.7K
IAGG icon
141
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$447K 0.12%
8,203
-438
-5% -$23.4K
VBR icon
142
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$447K 0.12%
3,422
-76
-2% -$9.88K
MLPA icon
143
Global X MLP ETF
MLPA
$2.3B
$446K 0.12%
8,425
– –
CEFS icon
144
Saba Closed-End Funds ETF
CEFS
$425M
$431K 0.11%
+21,245
New +$430K
NXQ
145
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$431K 0.11%
29,899
+4,734
+19% +$66.9K
AGG icon
146
iShares Core US Aggregate Bond ETF
AGG
$137B
$430K 0.11%
3,858
-305
-7% -$33.4K
MHF
147
Western Asset Municipal High Income Fund
MHF
$151M
$428K 0.11%
56,590
+9,031
+19% +$67.1K
GOOGL icon
148
Alphabet (Google) Class A
GOOGL
$4.36T
$424K 0.11%
7,840
+680
+9% +$39.4K
WFC icon
149
Wells Fargo
WFC
$261B
$423K 0.11%
+8,943
New +$418K
IEUR icon
150
iShares Core MSCI Europe ETF
IEUR
$8.97B
$419K 0.11%
9,000
– –
4 5
6
7 8

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return

Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.