Vivaldi Capital Management’s Saba Closed-End Funds ETF CEFS Stock Holding History

Vivaldi Capital Management’s Portfolio CEFS Stock Details CEFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-10,675	Closed	-$192K	–	212
2022 Q4	$192K	Hold	10,675	–	–	0.05%	233
2022 Q3	$182K	Sell	10,675 -10,570	-50%	-$191K	0.05%	212
2022 Q2	$366K	Buy	+21,245	New	+$392K	0.1%	152
2020 Q2	–	Sell	-21,245	Closed	-$324K	–	271
2020 Q1	$324K	Hold	21,245	–	–	0.07%	147
2019 Q4	$440K	Hold	21,245	–	–	0.11%	134
2019 Q3	$426K	Hold	21,245	–	–	0.1%	139
2019 Q2	$431K	Buy	+21,245	New	+$430K	0.11%	144

Other funds holding CEFS

Tidal Investments Milwaukee, Wisconsin $47.4B AUM 59.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

3AM

3EDGE Asset Management Naples, Florida $2.07B AUM 16.66% 1-Year Est. Return

CPRC

Consolidated Portfolio Review Corp Woodbury, New York $1.1B AUM 8.96% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

Vivaldi Capital Management's CEFS Position: Q1 2023 in Review

Vivaldi Capital Management sold out of Saba Closed-End Funds ETF (CEFS) in Q1 2023, closing a stake of 10,675 shares — an estimated $192K sold.

Vivaldi Capital Management first reported a position in CEFS in Q2 2019 and held it in 7 quarters. The position peaked at $440K in Q4 2019. 36 funds tracked by Wall St. Rank hold CEFS as of Q1 2023.

Vivaldi Capital Management reported no remaining Saba Closed-End Funds ETF position as of Q1 2023 after selling out during the quarter.
Vivaldi Capital Management sold 10,675 Saba Closed-End Funds ETF shares in Q1 2023, an estimated $192K.
Vivaldi Capital Management first reported a position in Saba Closed-End Funds ETF in Q2 2019 and held it in 7 quarters.
Vivaldi Capital Management's Saba Closed-End Funds ETF position peaked at $440K in Q4 2019.
36 funds tracked by Wall St. Rank held Saba Closed-End Funds ETF as of Q1 2023.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.