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Saba Closed-End Funds ETF

16 hedge funds and large institutions have $17M invested in Saba Closed-End Funds ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

11% less funds holding

Funds holding: 1816 (-2)

12.32% less ownership

Funds ownership: 51.8%39.48% (-12%)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

33% less capital invested

Capital invested by funds: $25.6M → $17M (-$8.53M)

Holders
16
Holders Change
-2
Holders Change %
-11.11%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
2
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
1
Citigroup
New York
$8.02M
TI
2
Tidal Investments
Wisconsin
$2.02M +$90.6K +4,511 +5%
CRWM
3
Castle Rock Wealth Management
California
$1.34M +$1.34M +66,607 New
Jane Street
4
Jane Street
New York
$1.32M +$1.32M +65,847 New
ACM
5
Adalta Capital Management
New York
$1.2M +$372K +18,525 +45%
SC
6
Scotia Capital
Ontario, Canada
$1.1M -$58.8K -2,931 -5%
VCM
7
Vivaldi Capital Management
Illinois
$426K
CL
8
CSS LLC
Illinois
$404K +$301K +15,000 +291%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$329K +$330K +16,420 New
FAAS
10
First Allied Advisory Services
California
$324K +$99.5K +4,959 +44%
AW
11
ACG Wealth
Georgia
$253K +$1.65K +82 +0.7%
CWM
12
Cornerstone Wealth Management
Missouri
$209K +$60 +3 +0%
UBS Group
13
UBS Group
Switzerland
$31K +$14.9K +740 +90%
AIC
14
Ameritas Investment Company
Nebraska
$24K +$24.4K +1,217 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$13K
WEC
16
Winslow Evans & Crocker
Massachusetts
$8K -$10K -500 -63%
Deutsche Bank
17
Deutsche Bank
Germany
-$10.7M -525,800 Closed
WMSA
18
Weiss Multi-Strategy Advisers
New York
-$1.01M -50,000 Closed
Citadel Advisors
19
Citadel Advisors
Florida
-$472K -23,258 Closed
Northern Trust
20
Northern Trust
Illinois
-$2K -10,570 Closed
Bank of America
21
Bank of America
North Carolina
-$12K -600 Closed
BCI
22
Brinker Capital Investments
Pennsylvania
-$11K -518 Closed

CEFS Hedge Fund Activity: Q3 2019 in Review

16 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q3 2019, worth a combined $17M — down 33% from $25.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of CEFS and 4 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 7 added.

The largest buyer was Castle Rock Wealth Management, opening a new position worth an estimated $1.34M. The largest seller was Deutsche Bank, exiting entirely with an estimated $10.7M sold.

  • 16 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q3 2019, down from 18 in Q2 2019.
  • Funds reported $17M of Saba Closed-End Funds ETF stock for Q3 2019, down 33% quarter-over-quarter.
  • 4 funds opened new Saba Closed-End Funds ETF positions in Q3 2019 and 6 closed out, a net change of -2 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q3 2019 was Castle Rock Wealth Management, an estimated $1.34M added.
  • The largest Saba Closed-End Funds ETF seller in Q3 2019 was Deutsche Bank, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2019.