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Saba Closed-End Funds ETF

36 hedge funds and large institutions have $30.4M invested in Saba Closed-End Funds ETF in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

6% more funds holding

Funds holding: 3436 (+2)

0.62% more ownership

Funds ownership: 29.63%30.24% (+0.62%)

93% less capital invested

Capital invested by funds: $429M → $30.4M (-$398M)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TI
1
Tidal Investments
Wisconsin
$4.13M -$880K -48,495 -18%
Osaic Holdings
2
Osaic Holdings
Arizona
$3.75M -$186K -10,235 -5%
LPL Financial
3
LPL Financial
California
$3.2M +$1.61M +88,699 +103%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.14M +$298K +16,438 +11%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.67M +$144K +7,919 +6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.25M +$53.1K +2,923 +4%
3AM
7
3EDGE Asset Management
Florida
$1.07M +$164K +9,018 +18%
CPRC
8
Consolidated Portfolio Review Corp
New York
$866K +$861K +47,419 New
GIA
9
Gladstone Institutional Advisory
Florida
$846K -$303K -16,689 -26%
SC
10
Scotia Capital
Ontario, Canada
$839K -$134K -7,363 -14%
RC
11
Rovin Capital
Arizona
$826K +$61.1K +3,364 +8%
OC
12
Oppenheimer & Co
New York
$676K
AWM
13
Avior Wealth Management
Nebraska
$633K -$48.9K -2,695 -7%
CPIG
14
Chicago Partners Investment Group
Illinois
$628K +$634K +34,911 New
ACM
15
Adalta Capital Management
New York
$554K
IWM
16
IHT Wealth Management
Illinois
$543K
AWA
17
Arete Wealth Advisors
Illinois
$494K +$67.4K +3,712 +16%
KAS
18
Kestra Advisory Services
Texas
$492K -$3.12K -172 -0.6%
NA
19
NewEdge Advisors
Louisiana
$461K +$10.9K +600 +2%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$413K +$124K +6,852 +43%
RJA
21
Raymond James & Associates
Florida
$413K +$411K +22,616 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$395K +$92K +5,068 +31%
CL
23
CSS LLC
Illinois
$376K
CAN
24
Cetera Advisor Networks
California
$374K +$88.5K +4,875 +31%
CWM
25
Circle Wealth Management
New Jersey
$361K

CEFS Hedge Fund Activity: Q1 2023 in Review

36 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q1 2023, worth a combined $30.4M — down 93% from $429M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CEFS positions and 6 closed out — a net gain of 2 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.61M. The largest seller was Tidal Investments, cutting an estimated $880K.

  • 36 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q1 2023, up from 34 in Q4 2022.
  • Funds reported $30.4M of Saba Closed-End Funds ETF stock for Q1 2023, down 93% quarter-over-quarter.
  • 8 funds opened new Saba Closed-End Funds ETF positions in Q1 2023 and 6 closed out, a net change of +2 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q1 2023 was LPL Financial, an estimated $1.61M added.
  • The largest Saba Closed-End Funds ETF seller in Q1 2023 was Tidal Investments, an estimated $880K sold.

Based on aggregated 13F filings for Q1 2023.