We are live on ! Find out more
CEFS icon

Saba Closed-End Funds ETF

34 hedge funds and large institutions have $429M invested in Saba Closed-End Funds ETF in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,760% more capital invested

Capital invested by funds: $23M → $429M (+$406M)

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

13% more funds holding

Funds holding: 3034 (+4)

1.42% more ownership

Funds ownership: 28.21%29.63% (+1.4%)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$402M +$93K +5,324 +30%
TI
2
Tidal Investments
Wisconsin
$4.74M +$1.07M +61,362 +29%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.72M +$3.14M +179,574 +499%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.68M +$453K +25,961 +20%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.38M +$1.33M +76,060 +123%
LPL Financial
6
LPL Financial
California
$1.49M +$350K +20,071 +30%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.13M -$130K -7,421 -10%
GIA
8
Gladstone Institutional Advisory
Florida
$1.09M -$111K -6,377 -9%
SC
9
Scotia Capital
Ontario, Canada
$920K -$206K -11,817 -18%
3AM
10
3EDGE Asset Management
Florida
$855K -$17.9K -1,025 -2%
RC
11
Rovin Capital
Arizona
$722K +$45.9K +2,627 +7%
AWM
12
Avior Wealth Management
Nebraska
$645K -$78.3K -4,487 -11%
OC
13
Oppenheimer & Co
New York
$639K +$188K +10,781 +41%
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$629K +$636K +36,432 New
ACM
15
Adalta Capital Management
New York
$524K
IWM
16
IHT Wealth Management
Illinois
$513K
KAS
17
Kestra Advisory Services
Texas
$468K +$5.92K +339 +1%
NA
18
NewEdge Advisors
Louisiana
$440K +$6.98K +400 +2%
CL
19
CSS LLC
Illinois
$355K
CWM
20
Circle Wealth Management
New Jersey
$341K
AIP
21
Ahrens Investment Partners
Louisiana
$287K +$291K +16,650 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$286K +$210 +12 +0.1%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$272K +$68.4K +3,916 +33%
CAN
24
Cetera Advisor Networks
California
$270K +$273K +15,623 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$218K +$221K +12,640 New

CEFS Hedge Fund Activity: Q4 2022 in Review

34 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q4 2022, worth a combined $429M — up 1,760% from $23M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CEFS positions and 2 closed out — a net gain of 6 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $3.14M. The largest seller was Lokken Investment Group, exiting entirely with an estimated $622K sold.

  • 34 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q4 2022, up from 30 in Q3 2022.
  • Funds reported $429M of Saba Closed-End Funds ETF stock for Q4 2022, up 1,760% quarter-over-quarter.
  • 8 funds opened new Saba Closed-End Funds ETF positions in Q4 2022 and 2 closed out, a net change of +6 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q4 2022 was Osaic Holdings, an estimated $3.14M added.
  • The largest Saba Closed-End Funds ETF seller in Q4 2022 was Lokken Investment Group, an estimated $622K sold.

Based on aggregated 13F filings for Q4 2022.