CEFS icon

Saba Closed-End Funds ETF
CEFS

Overview Fund Activity

34 hedge funds and large institutions have $429M invested in Saba Closed-End Funds ETF in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWA
1
Arete Wealth Advisors
Illinois
$402M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$3.72M
3
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$2.38M
4
TI
4
Tidal Investments
Wisconsin
$4.74M
5
Mercer Global Advisors
5
Mercer Global Advisors
Colorado
$629K

Top Sellers

1
LIG
1
Lokken Investment Group
Delaware
$0
2
CRWM
2
Castle Rock Wealth Management
California
$0
3
SC
3
Scotia Capital
Ontario, Canada
$920K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.13M
5
GIA
5
Gladstone Institutional Advisory
Florida
$1.09M
Name Market Value Shares Shares
Change 		Shares
Change %
AWA
1
Arete Wealth Advisors
Illinois
$402M 23,321 +5,324 +30%
TI
2
Tidal Investments
Wisconsin
$4.74M 274,905 +61,362 +29%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.72M 215,568 +179,574 +499%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.68M 155,536 +25,961 +20%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.38M 138,105 +76,060 +123%
LPL Financial
6
LPL Financial
California
$1.49M 86,300 +20,071 +30%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.13M 65,287 -7,421 -10%
GIA
8
Gladstone Institutional Advisory
Florida
$1.09M 62,997 -6,377 -9%
SC
9
Scotia Capital
Ontario, Canada
$920K 53,299 -11,817 -18%
3AM
10
3EDGE Asset Management
Florida
$855K 49,554 -1,025 -2%
RC
11
Rovin Capital
Arizona
$722K 41,852 +2,627 +7%
AWM
12
Avior Wealth Management
Nebraska
$645K 37,388 -4,487 -11%
OC
13
Oppenheimer & Co
New York
$639K 37,017 +10,781 +41%
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$629K 36,432 +36,432 New
ACM
15
Adalta Capital Management
New York
$524K 30,349 – –
IWM
16
IHT Wealth Management
Illinois
$513K 29,723 – –
KAS
17
Kestra Advisory Services
Texas
$468K 27,111 +339 +1%
NA
18
NewEdge Advisors
Louisiana
$440K 25,500 +400 +2%
CL
19
CSS LLC
Illinois
$355K 20,598 – –
CWM
20
Circle Wealth Management
New Jersey
$341K 19,748 – –
AIP
21
Ahrens Investment Partners
Louisiana
$287K 16,650 +16,650 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$286K 16,579 +12 +0.1%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$272K 15,778 +3,916 +33%
CAN
24
Cetera Advisor Networks
California
$270K 15,623 +15,623 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$218K 12,640 +12,640 New
1
2