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Saba Closed-End Funds ETF
CEFS

26 hedge funds and large institutions have $24.7M invested in Saba Closed-End Funds ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

24% more funds holding

Funds holding: 21 → 26 (+5)

20% more capital invested

Capital invested by funds: $20.5M → $24.7M (+$4.13M)

2.49% more ownership

Funds ownership: 27.56% → 30.05% (+2.5%)

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RC
Rovin Capital
Arizona
+$898K
2
LIG
Lokken Investment Group
Delaware
+$796K
3
GIA
Gladstone Institutional Advisory
Florida
+$463K
4
Osaic Holdings
Osaic Holdings
Arizona
+$372K
5
LPL Financial
LPL Financial
California
+$364K

Top Sellers

Rank Fund Capital Flow
1
TI
Tidal Investments
Wisconsin
-$142K
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$57.4K
3
Morgan Stanley
Morgan Stanley
New York
-$10.6K
4
Citigroup
Citigroup
New York
-$2K
Name Holding Trade Value Shares
Change 		Change in
Stake
TI
1
Tidal Investments
Wisconsin
$4.37M -$142K -6,662 -3%
APA
2
American Portfolios Advisors
New York
$3.95M +$201K +9,461 +5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$2.23M +$144K +6,764 +7%
CRWM
4
Castle Rock Wealth Management
California
$1.9M +$161K +7,570 +10%
SC
5
Scotia Capital
Ontario, Canada
$1.6M +$44.9K +2,111 +3%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$1.31M -$57.4K -2,702 -4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.22M +$40.5K +1,907 +3%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.1M +$372K +17,482 +51%
3AM
9
3EDGE Asset Management
Florida
$999K +$67.8K +3,188 +7%
RC
10
Rovin Capital
Arizona
$899K +$898K +42,269 New
LIG
11
Lokken Investment Group
Delaware
$797K +$796K +37,467 New
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$766K +$290K +13,650 +61%
LPL Financial
13
LPL Financial
California
$695K +$364K +17,137 +110%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$563K +$77.3K +3,635 +16%
GIA
15
Gladstone Institutional Advisory
Florida
$464K +$463K +21,791 New
CL
16
CSS LLC
Illinois
$429K – – –
AW
17
ACG Wealth
Georgia
$371K +$3K +141 +0.8%
ACM
18
Adalta Capital Management
New York
$309K +$16.8K +790 +6%
CWM
19
Circle Wealth Management
New Jersey
$293K +$292K +13,748 New
IWM
20
IHT Wealth Management
Illinois
$208K +$276 +13 +0.1%
SC
21
Sierra Capital
Florida
$78K +$1.51K +71 +2%
HCP
22
Hexagon Capital Partners
Arkansas
$51K +$51K +2,400 New
SPIA
23
Steward Partners Investment Advisory
New York
$48K +$10.7K +503 +28%
Morgan Stanley
24
Morgan Stanley
New York
$15K -$10.6K -500 -42%
UBS Group
25
UBS Group
Switzerland
$3K +$2.04K +96 +192%
1
2

CEFS Hedge Fund Activity: Q3 2021 in Review

26 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q3 2021, worth a combined $24.7M — up 20% from $20.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new CEFS positions and 1 closed out — a net gain of 5 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Rovin Capital, opening a new position worth an estimated $898K. The largest seller was Tidal Investments, cutting an estimated $142K.

  • 26 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q3 2021, up from 21 in Q2 2021.
  • Funds reported $24.7M of Saba Closed-End Funds ETF stock for Q3 2021, up 20% quarter-over-quarter.
  • 6 funds opened new Saba Closed-End Funds ETF positions in Q3 2021 and 1 closed out, a net change of +5 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q3 2021 was Rovin Capital, an estimated $898K added.
  • The largest Saba Closed-End Funds ETF seller in Q3 2021 was Tidal Investments, an estimated $142K sold.

Based on aggregated 13F filings for Q3 2021.