LPL Financial
CEFS icon

LPL Financial’s Saba Closed-End Funds ETF CEFS Stock Holding History

LPL Financial’s Portfolio CEFS Stock Details CEFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$9.03M Sell
400,492
-5,082
-1% -$117K ﹤0.01% 2076
2025
Q4 		$9.34M Sell
405,574
-35,662
-8% -$812K ﹤0.01% 1993
2025
Q3 		$10M Buy
441,236
+14,553
+3% +$328K ﹤0.01% 1847
2025
Q2 		$9.49M Buy
426,683
+12,164
+3% +$260K ﹤0.01% 1767
2025
Q1 		$8.84M Sell
414,519
-15,567
-4% -$342K ﹤0.01% 1691
2024
Q4 		$9.21M Sell
430,086
-68,688
-14% -$1.52M ﹤0.01% 1605
2024
Q3 		$11.1M Buy
498,774
+29,979
+6% +$647K ﹤0.01% 1394
2024
Q2 		$9.98M Buy
468,795
+4,564
+1% +$93.5K 0.01% 1378
2024
Q1 		$9.6M Buy
464,231
+47,297
+11% +$925K 0.01% 1360
2023
Q4 		$7.91M Buy
416,934
+84,609
+25% +$1.52M ﹤0.01% 1391
2023
Q3 		$5.82M Buy
332,325
+47,558
+17% +$876K ﹤0.01% 1514
2023
Q2 		$5.25M Buy
284,767
+109,768
+63% +$1.99M ﹤0.01% 1535
2023
Q1 		$3.2M Buy
174,999
+88,699
+103% +$1.61M ﹤0.01% 1805
2022
Q4 		$1.49M Buy
86,300
+20,071
+30% +$350K ﹤0.01% 2313
2022
Q3 		$1.1M Buy
66,229
+5,272
+9% +$95.4K ﹤0.01% 2457
2022
Q2 		$1.05M Buy
60,957
+3,905
+7% +$72K ﹤0.01% 2553
2022
Q1 		$1.12M Buy
57,052
+13,852
+32% +$278K ﹤0.01% 2514
2021
Q4 		$893K Buy
43,200
+10,535
+32% +$225K ﹤0.01% 2755
2021
Q3 		$695K Buy
32,665
+17,137
+110% +$364K ﹤0.01% 2912
2021
Q2 		$331K Buy
+15,528
New +$327K ﹤0.01% 3512

Other funds holding CEFS

NEPWA
New England Private Wealth Advisors Wellesley, Massachusetts $866M AUM 15.25% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
AF
Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
CM
Columbus Macro New Castle, Pennsylvania $936M AUM 12.9% 1-Year Est. Return
XF
XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return

LPL Financial's CEFS Position: Q1 2026 in Review

LPL Financial reduced its Saba Closed-End Funds ETF (CEFS) stake by 1.3% in Q1 2026, selling an estimated $117K and leaving 400,492 shares worth $9.03M. The position accounts for ﹤0.01% of the portfolio, ranked #2076.

LPL Financial first reported a position in CEFS in Q2 2021 and has held it in 20 quarters since. The position peaked at $11.1M in Q3 2024. 83 funds tracked by Wall St. Rank hold CEFS as of Q1 2026.

  • LPL Financial held 400,492 shares of Saba Closed-End Funds ETF worth $9.03M as of Q1 2026.
  • LPL Financial sold 5,082 Saba Closed-End Funds ETF shares in Q1 2026, an estimated $117K.
  • Saba Closed-End Funds ETF made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2076 holding.
  • LPL Financial first reported a position in Saba Closed-End Funds ETF in Q2 2021 and has held it in 20 quarters since.
  • LPL Financial's Saba Closed-End Funds ETF position peaked at $11.1M in Q3 2024.
  • 83 funds tracked by Wall St. Rank held Saba Closed-End Funds ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.