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Saba Closed-End Funds ETF
CEFS

32 hedge funds and large institutions have $30.4M invested in Saba Closed-End Funds ETF in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 1 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,800% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 1

23% more capital invested

Capital invested by funds: $24.7M → $30.4M (+$5.77M)

23% more funds holding

Funds holding: 26 → 32 (+6)

5.04% more ownership

Funds ownership: 30.05% → 35.09% (+5%)

Holders
32
Holders Change
+6
Holders Change %
+23.08%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
19
Reduced
1
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ARC
Advisor Resource Council
Texas
+$1.93M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$799K
3
GIA
Gladstone Institutional Advisory
Florida
+$763K
4
Osaic Holdings
Osaic Holdings
Arizona
+$763K
5
KAS
Kestra Advisory Services
Texas
+$637K

Top Sellers

Rank Fund Capital Flow
1
TI
Tidal Investments
Wisconsin
-$30.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
TI
1
Tidal Investments
Wisconsin
$4.22M -$30.2K -1,415 -0.7%
APA
2
American Portfolios Advisors
New York
$4.09M +$258K +12,074 +7%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$2.67M +$513K +24,019 +23%
ARC
4
Advisor Resource Council
Texas
$1.87M +$1.93M +90,251 New
CRWM
5
Castle Rock Wealth Management
California
$1.83M +$75.2K +3,523 +4%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.81M +$763K +35,729 +69%
SC
7
Scotia Capital
Ontario, Canada
$1.63M +$85.6K +4,009 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.48M +$302K +14,167 +25%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.39M +$120K +5,636 +9%
GIA
10
Gladstone Institutional Advisory
Florida
$1.19M +$763K +35,732 +164%
3AM
11
3EDGE Asset Management
Florida
$1.02M +$51.1K +2,393 +5%
RC
12
Rovin Capital
Arizona
$907K +$33.9K +1,589 +4%
LPL Financial
13
LPL Financial
California
$893K +$225K +10,535 +32%
LIG
14
Lokken Investment Group
Delaware
$800K +$25.8K +1,210 +3%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$774K +$799K +37,414 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$638K +$93K +4,354 +16%
KAS
17
Kestra Advisory Services
Texas
$618K +$637K +29,860 New
NA
18
NewEdge Advisors
Louisiana
$534K +$551K +25,810 New
CL
19
CSS LLC
Illinois
$417K – – –
AW
20
ACG Wealth
Georgia
$372K +$11.4K +533 +3%
CWM
21
Circle Wealth Management
New Jersey
$326K +$42.7K +2,000 +15%
ACM
22
Adalta Capital Management
New York
$311K +$10.7K +500 +3%
IWM
23
IHT Wealth Management
Illinois
$202K – – –
BCM
24
Breiter Capital Management
Florida
$201K +$207K +9,702 New
SC
25
Sierra Capital
Florida
$77K +$2.09K +98 +3%
1
2

CEFS Hedge Fund Activity: Q4 2021 in Review

32 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q4 2021, worth a combined $30.4M — up 23% from $24.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new CEFS positions and 0 closed out — a net gain of 7 holders — while 19 added to existing stakes and 1 trimmed.

The largest buyer was Advisor Resource Council, opening a new position worth an estimated $1.93M. The largest seller was Tidal Investments, cutting an estimated $30.2K.

  • 32 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q4 2021, up from 26 in Q3 2021.
  • Funds reported $30.4M of Saba Closed-End Funds ETF stock for Q4 2021, up 23% quarter-over-quarter.
  • 7 funds opened new Saba Closed-End Funds ETF positions in Q4 2021 and 0 closed out, a net change of +7 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q4 2021 was Advisor Resource Council, an estimated $1.93M added.
  • The largest Saba Closed-End Funds ETF seller in Q4 2021 was Tidal Investments, an estimated $30.2K sold.

Based on aggregated 13F filings for Q4 2021.