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Saba Closed-End Funds ETF

42 hedge funds and large institutions have $37M invested in Saba Closed-End Funds ETF in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 8

11% more funds holding

Funds holding: 3842 (+4)

6% more capital invested

Capital invested by funds: $34.8M → $37M (+$2.22M)

0.42% less ownership

Funds ownership: 30.69%30.27% (-0.42%)

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
22
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$5.82M +$876K +47,558 +17%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.71M +$526K +28,571 +12%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$3.11M +$140K +7,612 +4%
TI
4
Tidal Investments
Wisconsin
$2.43M -$1.27M -68,794 -33%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.35M +$46.9K +2,546 +2%
PCP
6
Proficio Capital Partners
Massachusetts
$2.26M +$1.31M +71,320 +124%
3AM
7
3EDGE Asset Management
Florida
$1.26M +$73.2K +3,977 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.14M -$41.8K -2,271 -3%
RC
9
Rovin Capital
Arizona
$904K +$69.6K +3,777 +8%
IWM
10
IHT Wealth Management
Illinois
$882K +$380K +20,611 +69%
SC
11
Scotia Capital
Ontario, Canada
$879K +$90.6K +4,917 +11%
Morgan Stanley
12
Morgan Stanley
New York
$849K +$841K +45,638 +1,633%
CPIG
13
Chicago Partners Investment Group
Illinois
$839K +$59.5K +3,231 +7%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$823K +$540K +29,310 +166%
CPRC
15
Consolidated Portfolio Review Corp
New York
$794K -$15.5K -842 -2%
OC
16
Oppenheimer & Co
New York
$695K +$49.1K +2,665 +7%
GIA
17
Gladstone Institutional Advisory
Florida
$686K -$1.23K -67 -0.2%
AWM
18
Avior Wealth Management
Nebraska
$603K -$55.2K -2,996 -8%
RJA
19
Raymond James & Associates
Florida
$529K +$30.6K +1,662 +6%
KAS
20
Kestra Advisory Services
Texas
$505K +$8.86K +481 +2%
ACM
21
Adalta Capital Management
New York
$484K -$126K -6,850 -20%
CAM
22
Cresset Asset Management
Illinois
$459K +$483K +26,205 New
AWS
23
Atria Wealth Solutions
New York
$454K +$129K +6,979 +37%
NA
24
NewEdge Advisors
Louisiana
$444K -$40.6K -2,205 -8%
AWA
25
Amplius Wealth Advisors
Pennsylvania
$409K +$9.71K +527 +2%

CEFS Hedge Fund Activity: Q3 2023 in Review

42 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Saba Closed-End Funds ETF (CEFS) for Q3 2023, worth a combined $37M — up 6.4% from $34.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new CEFS positions and 1 closed out — a net gain of 4 holders — while 22 added to existing stakes and 8 trimmed.

The largest buyer was Proficio Capital Partners, adding an estimated $1.31M. The largest seller was Tidal Investments, cutting an estimated $1.27M.

  • 42 institutional investors held Saba Closed-End Funds ETF (CEFS) as of Q3 2023, up from 38 in Q2 2023.
  • Funds reported $37M of Saba Closed-End Funds ETF stock for Q3 2023, up 6.4% quarter-over-quarter.
  • 5 funds opened new Saba Closed-End Funds ETF positions in Q3 2023 and 1 closed out, a net change of +4 holders.
  • The largest Saba Closed-End Funds ETF buyer in Q3 2023 was Proficio Capital Partners, an estimated $1.31M added.
  • The largest Saba Closed-End Funds ETF seller in Q3 2023 was Tidal Investments, an estimated $1.27M sold.

Based on aggregated 13F filings for Q3 2023.