Vivaldi Capital Management’s VanEck IG Floating Rate ETF FLTR Stock Holding History

Vivaldi Capital Management’s Portfolio FLTR Stock Details FLTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-9,050	Closed	-$229K	–	220
2019 Q4	$229K	Sell	9,050 -1,000	-10%	-$25.3K	0.06%	188
2019 Q3	$254K	Sell	10,050 -13,324	-57%	-$336K	0.06%	181
2019 Q2	$589K	Sell	23,374 -18,310	-44%	-$461K	0.15%	126
2019 Q1	$1.05M	Sell	41,684 -16,905	-29%	-$423K	0.29%	87
2018 Q4	$1.45M	Buy	+58,589	New	+$1.47M	0.62%	38

Other funds holding FLTR

PWPS

Pinnacle Wealth Planning Services Mansfield, Ohio $968M AUM 19.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CFIA

Cantor Fitzgerald Investment Advisors New York $1.48B AUM 24.05% 1-Year Est. Return

EDRIA

Edmonds Duncan Registered Investment Advisors Lawrence, Kansas $457M AUM 23% 1-Year Est. Return

ATFA

All Terrain Financial Advisors Coon Rapids, Minnesota $425M AUM 16.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

TFF

The Family Firm Bethesda, Maryland $415M AUM 12.42% 1-Year Est. Return

DCM

DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return

Vivaldi Capital Management's FLTR Position: Q1 2020 in Review

Vivaldi Capital Management sold out of VanEck IG Floating Rate ETF (FLTR) in Q1 2020, closing a stake of 9,050 shares — an estimated $229K sold.

Vivaldi Capital Management first reported a position in FLTR in Q4 2018 and held it in 5 quarters. The position peaked at $1.45M in Q4 2018. 90 funds tracked by Wall St. Rank hold FLTR as of Q1 2020.

Vivaldi Capital Management reported no remaining VanEck IG Floating Rate ETF position as of Q1 2020 after selling out during the quarter.
Vivaldi Capital Management sold 9,050 VanEck IG Floating Rate ETF shares in Q1 2020, an estimated $229K.
Vivaldi Capital Management first reported a position in VanEck IG Floating Rate ETF in Q4 2018 and held it in 5 quarters.
Vivaldi Capital Management's VanEck IG Floating Rate ETF position peaked at $1.45M in Q4 2018.
90 funds tracked by Wall St. Rank held VanEck IG Floating Rate ETF as of Q1 2020.

Based on Vivaldi Capital Management's 13F filing for Q1 2020, filed 15 May 2020.