Vivaldi Capital Management’s Angel Oak Financial Strategies Income Term Trust FINS Stock Holding History

Vivaldi Capital Management’s Portfolio FINS Stock Details FINS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-322,350	Closed	-$5.49M	–	219
2021 Q3	$5.49M	Sell	322,350 -575,731	-64%	-$10.4M	1.19%	20
2021 Q2	$16.6M	Sell	898,081 -199,037	-18%	-$3.6M	3.32%	8
2021 Q1	$19.9M	Sell	1,097,118 -41,159	-4%	-$714K	3.93%	3
2020 Q4	$19.2M	Sell	1,138,277 -43,373	-4%	-$729K	4.1%	3
2020 Q3	$20M	Sell	1,181,650 -1,383,817	-54%	-$22.9M	4.45%	3
2020 Q2	$42.5M	Buy	2,565,467 +2,514,778	+4,961%	+$42M	8.85%	1
2020 Q1	$867K	Sell	50,689 -110,000	-68%	-$2.17M	0.2%	90
2019 Q4	$3.33M	Sell	160,689 -164,311	-51%	-$3.36M	0.8%	28
2019 Q3	$6.55M	Hold	325,000	–	–	1.55%	11
2019 Q2	$6.53M	Buy	+325,000	New	+$6.55M	1.71%	9

Other funds holding FINS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sphinx Trading Chicago, Illinois $98M AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Vivaldi Capital Management's FINS Position: Q4 2021 in Review

Vivaldi Capital Management sold out of Angel Oak Financial Strategies Income Term Trust (FINS) in Q4 2021, closing a stake of 322,350 shares — an estimated $5.49M sold.

Vivaldi Capital Management first reported a position in FINS in Q2 2019 and held it in 10 quarters. The position peaked at $42.5M in Q2 2020. 36 funds tracked by Wall St. Rank hold FINS as of Q4 2021.

Vivaldi Capital Management reported no remaining Angel Oak Financial Strategies Income Term Trust position as of Q4 2021 after selling out during the quarter.
Vivaldi Capital Management sold 322,350 Angel Oak Financial Strategies Income Term Trust shares in Q4 2021, an estimated $5.49M.
Vivaldi Capital Management first reported a position in Angel Oak Financial Strategies Income Term Trust in Q2 2019 and held it in 10 quarters.
Vivaldi Capital Management's Angel Oak Financial Strategies Income Term Trust position peaked at $42.5M in Q2 2020.
36 funds tracked by Wall St. Rank held Angel Oak Financial Strategies Income Term Trust as of Q4 2021.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.