FINS

Angel Oak Financial Strategies Income Term Trust
FINS

Overview Fund Activity

36 hedge funds and large institutions have $145M invested in Angel Oak Financial Strategies Income Term Trust in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+7
Holders Change %
+24.14%
% of All Funds
0.56%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
15
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$13.8M
2
SIA
Sit Investment Associates
Minnesota
+$8.52M
3
ST
Sphinx Trading
Illinois
+$8.43M
4
RJA
Raymond James & Associates
Florida
+$5.32M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.9M

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$5.49M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.75M
3
LPL Financial
LPL Financial
California
-$974K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$771K
5
Barclays
Barclays
United Kingdom
-$693K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$34.4M +$13.8M +808,121 +67%
ST
2
Sphinx Trading
Illinois
$21.2M +$8.43M +494,204 +66%
UBS Group
3
UBS Group
Switzerland
$16.2M +$1.8M +105,390 +13%
RJA
4
Raymond James & Associates
Florida
$12.4M +$5.32M +311,741 +75%
SIA
5
Sit Investment Associates
Minnesota
$9.6M +$8.52M +499,520 +793%
COLIM
6
City of London Investment Management
United Kingdom
$7.29M +$3.29M +192,668 +82%
Wolverine Trading
7
Wolverine Trading
Illinois
$6.86M -$278K -16,855 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.27M -$1.75M -102,338 -25%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$3.93M +$3.9M +228,666 +14,696%
LPL Financial
10
LPL Financial
California
$3.68M -$974K -57,079 -21%
SFS
11
Shaker Financial Services
Virginia
$3.24M +$226K +13,218 +7%
GA
12
GraniteShares Advisors
New York
$2.65M +$2.65M +155,383 New
TPWM
13
Twelve Points Wealth Management
Massachusetts
$2.2M +$2.2M +128,889 New
CPIG
14
Chicago Partners Investment Group
Illinois
$2.07M +$553K +33,997 +36%
Wells Fargo
15
Wells Fargo
California
$1.88M -$7.45K -437 -0.4%
Stifel Financial
16
Stifel Financial
Missouri
$1.73M +$1.35M +79,196 +355%
Bank of America
17
Bank of America
North Carolina
$1.47M +$454K +26,630 +45%
DADC
18
D.A. Davidson & Co
Montana
$1.28M -$117K -6,862 -8%
MGWM
19
Marks Group Wealth Management
Minnesota
$1.23M +$1.23M +72,000 New
MC
20
Matisse Capital
Oregon
$928K +$364K +21,368 +65%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$857K +$857K +50,210 New
FWM
22
Foresight Wealth Management
Utah
$551K +$95.3K +5,581 +21%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$541K -$771K -45,246 -59%
Osaic Holdings
24
Osaic Holdings
Arizona
$507K +$157K +9,305 +45%
WS
25
Wedbush Securities
California
$492K -$6.65K -390 -1%
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