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FINS

Angel Oak Financial Strategies Income Term Trust
FINS

15 hedge funds and large institutions have $28.4M invested in Angel Oak Financial Strategies Income Term Trust in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 1

67% more funds holding

Funds holding: 9 → 15 (+6)

19% more capital invested

Capital invested by funds: $23.8M → $28.4M (+$4.62M)

11.9% more ownership

Funds ownership: 0% → 11.9% (+12%)

Holders
15
Holders Change
+6
Holders Change %
+66.67%
% of All Funds
0.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
1
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$1.75M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.08M
3
Wells Fargo
Wells Fargo
California
+$962K
4
UBS Group
UBS Group
Switzerland
+$788K
5
RJA
Raymond James & Associates
Florida
+$596K

Top Sellers

Rank Fund Capital Flow
1
VCM
Vivaldi Capital Management
Illinois
-$3.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.74M +$788K +38,537 +10%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.34M +$1.08M +52,855 +34%
VCM
3
Vivaldi Capital Management
Illinois
$3.33M -$3.36M -164,311 -51%
LPL Financial
4
LPL Financial
California
$3.25M +$1.75M +85,486 +120%
Wells Fargo
5
Wells Fargo
California
$2.64M +$962K +47,074 +59%
RJA
6
Raymond James & Associates
Florida
$1.99M +$596K +29,162 +44%
DADC
7
D.A. Davidson & Co
Montana
$1.09M +$247K +12,100 +30%
Morgan Stanley
8
Morgan Stanley
New York
$1.04M +$451K +22,086 +78%
WS
9
Wedbush Securities
California
$621K +$112K +5,500 +22%
Truist Financial
10
Truist Financial
North Carolina
$576K +$569K +27,837 New
DIM
11
Delta Investment Management
California
$431K +$426K +20,850 New
HWM
12
Howard Wealth Management
Connecticut
$165K +$164K +8,000 New
FA
13
Fortis Advisors
Pennsylvania
$155K +$153K +7,500 New
ASN
14
Advisory Services Network
Georgia
$12K +$12.3K +600 New
SPIA
15
Steward Partners Investment Advisory
New York
$4K +$4.8K +235 New

FINS Hedge Fund Activity: Q4 2019 in Review

15 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Angel Oak Financial Strategies Income Term Trust (FINS) for Q4 2019, worth a combined $28.4M — up 19% from $23.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FINS positions and 0 closed out — a net gain of 6 holders — while 8 added to existing stakes and 1 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.75M. The largest seller was Vivaldi Capital Management, cutting an estimated $3.36M.

  • 15 institutional investors held Angel Oak Financial Strategies Income Term Trust (FINS) as of Q4 2019, up from 9 in Q3 2019.
  • Funds reported $28.4M of Angel Oak Financial Strategies Income Term Trust stock for Q4 2019, up 19% quarter-over-quarter.
  • 6 funds opened new Angel Oak Financial Strategies Income Term Trust positions in Q4 2019 and 0 closed out, a net change of +6 holders.
  • The largest Angel Oak Financial Strategies Income Term Trust buyer in Q4 2019 was LPL Financial, an estimated $1.75M added.
  • The largest Angel Oak Financial Strategies Income Term Trust seller in Q4 2019 was Vivaldi Capital Management, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2019.