FINS

Angel Oak Financial Strategies Income Term Trust
FINS

Overview Fund Activity

29 hedge funds and large institutions have $98.5M invested in Angel Oak Financial Strategies Income Term Trust in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
+6
Holders Change %
+26.09%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
13
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$4M
2
SFS
Shaker Financial Services
Virginia
+$1.33M
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$1.31M
4
SIA
Sit Investment Associates
Minnesota
+$1.07M
5
Morgan Stanley
Morgan Stanley
New York
+$1.05M

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$9.8M
2
RJA
Raymond James & Associates
Florida
-$588K
3
Jane Street
Jane Street
New York
-$248K
4
HF
HRT Financial
New York
-$210K
5
HWM
Howard Wealth Management
Connecticut
-$42.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.5M +$1.05M +61,573 +5%
UBS Group
2
UBS Group
Switzerland
$14.3M +$222K +13,064 +2%
ST
3
Sphinx Trading
Illinois
$12.7M +$12.7M +746,171 New
Wolverine Trading
4
Wolverine Trading
Illinois
$7.4M +$51 +3 +0%
RJA
5
Raymond James & Associates
Florida
$7.07M -$588K -34,540 -8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7M +$495K +29,068 +8%
VCM
7
Vivaldi Capital Management
Illinois
$5.49M -$9.8M -575,731 -64%
LPL Financial
8
LPL Financial
California
$4.64M +$311K +18,278 +7%
COLIM
9
City of London Investment Management
United Kingdom
$4M +$4M +234,697 New
SFS
10
Shaker Financial Services
Virginia
$3.01M +$1.33M +78,444 +80%
Wells Fargo
11
Wells Fargo
California
$1.89M +$164K +9,645 +10%
CPIG
12
Chicago Partners Investment Group
Illinois
$1.58M +$130K +7,695 +9%
DADC
13
D.A. Davidson & Co
Montana
$1.39M +$36.4K +2,137 +3%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$1.31M +$1.31M +77,002 New
SIA
15
Sit Investment Associates
Minnesota
$1.07M +$1.07M +62,984 New
Bank of America
16
Bank of America
North Carolina
$1.01M +$35.7K +2,098 +4%
Barclays
17
Barclays
United Kingdom
$693K +$693K +36,700 New
MC
18
Matisse Capital
Oregon
$563K – – –
WS
19
Wedbush Securities
California
$497K +$1.72K +101 +0.3%
FWM
20
Foresight Wealth Management
Utah
$454K +$454K +26,703 New
PFO
21
Pathstone Family Office
New Jersey
$381K – – –
Stifel Financial
22
Stifel Financial
Missouri
$380K +$73.6K +4,323 +24%
Osaic Holdings
23
Osaic Holdings
Arizona
$358K +$75K +4,362 +26%
HWM
24
Howard Wealth Management
Connecticut
$249K -$42.4K -2,500 -15%
BFM
25
Boothbay Fund Management
New York
$213K +$213K +12,500 New
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