Rockefeller Capital Management’s Angel Oak Financial Strategies Income Term Trust FINS Stock Holding History

Rockefeller Capital Management’s Portfolio FINS Stock Details FINS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$251K	Buy	19,686 +1,500	+8%	+$19.6K	﹤0.01%	2355
2025 Q4	$240K	Buy	18,186 +4	+0%	+$52	﹤0.01%	2266
2025 Q3	$238K	Buy	18,182 +367	+2%	+$4.82K	﹤0.01%	2141
2025 Q2	$231K	Buy	+17,815	New	+$232K	﹤0.01%	1696
2023 Q3	–	Sell	-13,334	Closed	-$157K	–	1596
2023 Q2	$157K	Hold	13,334	–	–	﹤0.01%	1703
2023 Q1	$164K	Hold	13,334	–	–	﹤0.01%	1850
2022 Q4	$170K	Sell	13,334 -5,510	-29%	-$71.3K	﹤0.01%	1741
2022 Q3	$252K	Buy	18,844 +11,783	+167%	+$168K	﹤0.01%	1549
2022 Q2	$102K	Sell	7,061 -16,517	-70%	-$244K	﹤0.01%	1937
2022 Q1	$372K	Sell	23,578 -8,178	-26%	-$133K	﹤0.01%	1435
2021 Q4	$541K	Sell	31,756 -45,246	-59%	-$761K	﹤0.01%	1284
2021 Q3	$1.31M	Buy	+77,002	New	+$1.39M	0.01%	903

Other funds holding FINS

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NFG

Nations Financial Group Cedar Rapids, Iowa $1.94B AUM 25.76% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Rockefeller Capital Management's FINS Position: Q1 2026 in Review

Rockefeller Capital Management increased its Angel Oak Financial Strategies Income Term Trust (FINS) stake by 8.2% in Q1 2026, buying an estimated $19.6K and bringing the position to 19,686 shares worth $251K. The position accounts for ﹤0.01% of the portfolio, ranked #2355.

Rockefeller Capital Management first reported a position in FINS in Q3 2021 and has held it in 12 quarters since. The position peaked at $1.31M in Q3 2021. 43 funds tracked by Wall St. Rank hold FINS as of Q1 2026.

Rockefeller Capital Management held 19,686 shares of Angel Oak Financial Strategies Income Term Trust worth $251K as of Q1 2026.
Rockefeller Capital Management bought 1,500 Angel Oak Financial Strategies Income Term Trust shares in Q1 2026, an estimated $19.6K.
Angel Oak Financial Strategies Income Term Trust made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2355 holding.
Rockefeller Capital Management first reported a position in Angel Oak Financial Strategies Income Term Trust in Q3 2021 and has held it in 12 quarters since.
Rockefeller Capital Management's Angel Oak Financial Strategies Income Term Trust position peaked at $1.31M in Q3 2021.
43 funds tracked by Wall St. Rank held Angel Oak Financial Strategies Income Term Trust as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.