Vivaldi Capital Management’s DTF Tax-Free Income 2028 Term Fund DTF Stock Holding History

Vivaldi Capital Management’s Portfolio DTF Stock Details DTF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-50,812	Closed	-$734K	–	216
2021 Q3	$734K	Sell	50,812 -823	-2%	-$12.2K	0.16%	101
2021 Q2	$772K	Buy	51,635 +892	+2%	+$13.2K	0.16%	105
2021 Q1	$744K	Buy	+50,743	New	+$731K	0.15%	114
2020 Q4	–	Sell	-75,243	Closed	-$1.09M	–	315
2020 Q3	$1.09M	Sell	75,243 -13,241	-15%	-$190K	0.24%	87
2020 Q2	$1.28M	Buy	88,484 +9,399	+12%	+$130K	0.27%	78
2020 Q1	$1.1M	Buy	79,085 +36,417	+85%	+$535K	0.25%	76
2019 Q4	$631K	Buy	42,668 +2,238	+6%	+$32.3K	0.15%	108
2019 Q3	$585K	Buy	40,430 +2,168	+6%	+$30.4K	0.14%	114
2019 Q2	$530K	Buy	38,262 +4,566	+14%	+$62.4K	0.14%	133
2019 Q1	$446K	Sell	33,696 -115,859	-77%	-$1.51M	0.12%	137
2018 Q4	$1.85M	Buy	149,555 +20,604	+16%	+$258K	0.8%	30
2018 Q3	$1.66M	Buy	128,951 +9,132	+8%	+$120K	0.89%	23
2018 Q2	$1.6M	Buy	119,819 +24,219	+25%	+$320K	1.31%	18
2018 Q1	$1.27M	Buy	95,600 +85,459	+843%	+$1.16M	0.95%	31
2017 Q4	$143K	Buy	+10,141	New	+$144K	0.12%	122

Other funds holding DTF

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Vivaldi Capital Management's DTF Position: Q4 2021 in Review

Vivaldi Capital Management sold out of DTF Tax-Free Income 2028 Term Fund (DTF) in Q4 2021, closing a stake of 50,812 shares — an estimated $734K sold.

Vivaldi Capital Management first reported a position in DTF in Q4 2017 and held it in 15 quarters. The position peaked at $1.85M in Q4 2018. 33 funds tracked by Wall St. Rank hold DTF as of Q4 2021.

Vivaldi Capital Management reported no remaining DTF Tax-Free Income 2028 Term Fund position as of Q4 2021 after selling out during the quarter.
Vivaldi Capital Management sold 50,812 DTF Tax-Free Income 2028 Term Fund shares in Q4 2021, an estimated $734K.
Vivaldi Capital Management first reported a position in DTF Tax-Free Income 2028 Term Fund in Q4 2017 and held it in 15 quarters.
Vivaldi Capital Management's DTF Tax-Free Income 2028 Term Fund position peaked at $1.85M in Q4 2018.
33 funds tracked by Wall St. Rank held DTF Tax-Free Income 2028 Term Fund as of Q4 2021.

Based on Vivaldi Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.