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DTF

DTF Tax-Free Income 2028 Term Fund

30 hedge funds and large institutions have $48.1M invested in DTF Tax-Free Income 2028 Term Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

12% more capital invested

Capital invested by funds: $42.8M → $48.1M (+$5.29M)

2.96% more ownership

Funds ownership: 38.85%41.8% (+3%)

9% less funds holding

Funds holding: 3330 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
30
Holders Change
-3
Holders Change %
-9.09%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$12.1M +$283K +20,161 +2%
KIM
2
Karpus Investment Management
New York
$8.64M +$3.82M +272,470 +84%
Wells Fargo
3
Wells Fargo
California
$5.71M -$5.44M -387,704 -50%
EVM
4
Eaton Vance Management
Massachusetts
$4.47M
1CP
5
1607 Capital Partners
Virginia
$3.69M +$56.1K +4,000 +2%
BI
6
Bulldog Investors
New Jersey
$3.48M +$3.37M +240,316 New
SIA
7
Sit Investment Associates
Minnesota
$1.37M +$354K +25,186 +36%
RJA
8
Raymond James & Associates
Florida
$1.36M +$837K +59,627 +172%
GAMC
9
Garner Asset Management Corp
Texas
$840K -$21.1K -1,500 -3%
COLIM
10
City of London Investment Management
United Kingdom
$771K
N
11
Nuveen
North Carolina
$655K
VCM
12
Vivaldi Capital Management
Illinois
$585K +$30.4K +2,168 +6%
First Trust Advisors
13
First Trust Advisors
Illinois
$549K -$17.8K -1,269 -3%
Morgan Stanley
14
Morgan Stanley
New York
$532K +$17.5K +1,249 +4%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$449K +$435K +31,000 New
WB
16
WesBanco Bank
West Virginia
$434K
DWM
17
Dakota Wealth Management
Florida
$430K +$147K +10,500 +55%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$380K +$37.4K +2,668 +11%
PAS
19
Park Avenue Securities
New York
$379K +$36.8K +2,622 +11%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$360K +$38.3K +2,727 +12%
AA
21
AQR Arbitrage
Connecticut
$230K -$39.4K -2,809 -15%
LCM
22
Landscape Capital Management
New Jersey
$189K -$34.5K -2,455 -16%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$169K
DHFB
24
Dixon Hubard Feinour & Brown
Virginia
$162K -$2.01K -143 -1%
QCIG
25
Quad-Cities Investment Group
Iowa
$122K -$27K -1,921 -18%

DTF Hedge Fund Activity: Q3 2019 in Review

30 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in DTF Tax-Free Income 2028 Term Fund (DTF) for Q3 2019, worth a combined $48.1M — up 12% from $42.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DTF and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 12 added.

The largest buyer was Karpus Investment Management, adding an estimated $3.82M. The largest seller was Wells Fargo, cutting an estimated $5.44M.

  • 30 institutional investors held DTF Tax-Free Income 2028 Term Fund (DTF) as of Q3 2019, down from 33 in Q2 2019.
  • Funds reported $48.1M of DTF Tax-Free Income 2028 Term Fund stock for Q3 2019, up 12% quarter-over-quarter.
  • 2 funds opened new DTF Tax-Free Income 2028 Term Fund positions in Q3 2019 and 5 closed out, a net change of -3 holders.
  • The largest DTF Tax-Free Income 2028 Term Fund buyer in Q3 2019 was Karpus Investment Management, an estimated $3.82M added.
  • The largest DTF Tax-Free Income 2028 Term Fund seller in Q3 2019 was Wells Fargo, an estimated $5.44M sold.

Based on aggregated 13F filings for Q3 2019.