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DTF

DTF Tax-Free Income 2028 Term Fund

22 hedge funds and large institutions have $7.77M invested in DTF Tax-Free Income 2028 Term Fund in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.81% less ownership

Funds ownership: 7.12%6.31% (-0.81%)

12% less funds holding

Funds holding: 2522 (-3)

21% less capital invested

Capital invested by funds: $9.89M → $7.77M (-$2.12M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
22
Holders Change
-3
Holders Change %
-12%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$1.37M -$124K -8,311 -8%
RJA
2
Raymond James & Associates
Florida
$1.18M +$11K +734 +0.9%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$745K -$26.6K -1,783 -3%
Bank of America
4
Bank of America
North Carolina
$682K -$22.7K -1,519 -3%
N
5
Nuveen
North Carolina
$653K
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$552K -$803K -53,824 -58%
First Trust Advisors
7
First Trust Advisors
Illinois
$552K +$147K +9,855 +35%
Fiera Capital (Canada)
8
Fiera Capital (Canada)
Quebec, Canada
$447K +$98.2K +6,584 +27%
Morgan Stanley
9
Morgan Stanley
New York
$256K -$154K -10,314 -37%
SWM
10
Segment Wealth Management
Texas
$208K
DWA
11
Douglass Winthrop Advisors
New York
$203K
DHFB
12
Dixon Hubard Feinour & Brown
Virginia
$173K +$22.4K +1,500 +14%
Wells Fargo
13
Wells Fargo
California
$155K -$15.6K -1,043 -9%
LPL Financial
14
LPL Financial
California
$152K -$14.6K -980 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$115K
IWA
16
IBEX Wealth Advisors
New Jersey
$109K +$111K +7,411 New
UBS Group
17
UBS Group
Switzerland
$84K +$28.5K +1,907 +49%
IA
18
IFP Advisors
Florida
$33K
BC
19
Bartlett & Co
Ohio
$29K
Creative Planning
20
Creative Planning
Kansas
$26K -$67.3K -4,508 -71%
MFS
21
MSI Financial Services
Massachusetts
$17K
BFEC
22
Benjamin F. Edwards & Company
Missouri
$15K +$15.5K +1,036 New
WAM
23
Wealthspire Advisors (Maryland)
Maryland
$10K
VKH
24
Virtu KCG Holdings
New York
-$175K -10,726 Closed
VNA
25
Valley National Advisers
Pennsylvania
-$38K -2,339 Closed

DTF Hedge Fund Activity: Q4 2016 in Review

22 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in DTF Tax-Free Income 2028 Term Fund (DTF) for Q4 2016, worth a combined $7.77M — down 21% from $9.89M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DTF and 2 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was First Trust Advisors, adding an estimated $147K. The largest seller was Royal Bank of Canada, cutting an estimated $803K.

  • 22 institutional investors held DTF Tax-Free Income 2028 Term Fund (DTF) as of Q4 2016, down from 25 in Q3 2016.
  • Funds reported $7.77M of DTF Tax-Free Income 2028 Term Fund stock for Q4 2016, down 21% quarter-over-quarter.
  • 2 funds opened new DTF Tax-Free Income 2028 Term Fund positions in Q4 2016 and 5 closed out, a net change of -3 holders.
  • The largest DTF Tax-Free Income 2028 Term Fund buyer in Q4 2016 was First Trust Advisors, an estimated $147K added.
  • The largest DTF Tax-Free Income 2028 Term Fund seller in Q4 2016 was Royal Bank of Canada, an estimated $803K sold.

Based on aggregated 13F filings for Q4 2016.