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DTF

DTF Tax-Free Income 2028 Term Fund

26 hedge funds and large institutions have $10.3M invested in DTF Tax-Free Income 2028 Term Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

1.4% less ownership

Funds ownership: 9.57%8.17% (-1.4%)

4% less funds holding

Funds holding: 2726 (-1)

12% less capital invested

Capital invested by funds: $11.6M → $10.3M (-$1.35M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
26
Holders Change
-1
Holders Change %
-3.7%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$2.93M -$245K -15,974 -8%
RJA
2
Raymond James & Associates
Florida
$1.11M +$214K +13,999 +25%
KIM
3
Karpus Investment Management
New York
$1.04M -$541K -35,356 -35%
Morgan Stanley
4
Morgan Stanley
New York
$1.01M +$91.7K +5,987 +10%
AAM
5
Advisors Asset Management
Colorado
$791K -$652K -42,619 -46%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$753K +$154K +10,076 +27%
Fifth Third Bancorp
7
Fifth Third Bancorp
Ohio
$514K
First Trust Advisors
8
First Trust Advisors
Illinois
$378K -$32.9K -2,149 -8%
PCP
9
Proficio Capital Partners
Massachusetts
$276K +$136K +8,864 +103%
LPL Financial
10
LPL Financial
California
$238K +$612 +40 +0.3%
SWM
11
Segment Wealth Management
Texas
$228K
DHFB
12
Dixon Hubard Feinour & Brown
Virginia
$194K
WAM
13
Wolverine Asset Management
Illinois
$181K +$83.9K +5,481 +91%
Wells Fargo
14
Wells Fargo
California
$163K -$25.1K -1,641 -14%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$126K +$91.9K +6,000 +300%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$121K +$52K +3,396 +80%
UBS Group
17
UBS Group
Switzerland
$54K +$29.5K +1,926 +128%
VNA
18
Valley National Advisers
Pennsylvania
$37K +$35.8K +2,339 New
BC
19
Bartlett & Co
Ohio
$32K
Creative Planning
20
Creative Planning
Kansas
$28K
AIG
21
American International Group
New York
$24K +$23K +1,500 New
MFS
22
MSI Financial Services
Massachusetts
$19K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$16K +$15.7K +1,025 New
GT
24
Glenmede Trust
Pennsylvania
$14K
TRCT
25
Tower Research Capital (TRC)
New York
$4K +$3.58K +234 New

DTF Hedge Fund Activity: Q1 2016 in Review

26 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in DTF Tax-Free Income 2028 Term Fund (DTF) for Q1 2016, worth a combined $10.3M — down 12% from $11.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DTF and 4 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 9 added.

The largest buyer was Raymond James & Associates, adding an estimated $214K. The largest seller was Advisors Asset Management, cutting an estimated $652K.

  • 26 institutional investors held DTF Tax-Free Income 2028 Term Fund (DTF) as of Q1 2016, down from 27 in Q4 2015.
  • Funds reported $10.3M of DTF Tax-Free Income 2028 Term Fund stock for Q1 2016, down 12% quarter-over-quarter.
  • 4 funds opened new DTF Tax-Free Income 2028 Term Fund positions in Q1 2016 and 5 closed out, a net change of -1 holder.
  • The largest DTF Tax-Free Income 2028 Term Fund buyer in Q1 2016 was Raymond James & Associates, an estimated $214K added.
  • The largest DTF Tax-Free Income 2028 Term Fund seller in Q1 2016 was Advisors Asset Management, an estimated $652K sold.

Based on aggregated 13F filings for Q1 2016.