Ladenburg Thalmann Financial Services’s DTF Tax-Free Income 2028 Term Fund DTF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DTF Stock Details DTF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$6K	Hold	388	–	–	﹤0.01%	4692
2019 Q3	$6K	Hold	388	–	–	﹤0.01%	4595
2019 Q2	$5K	Hold	388	–	–	﹤0.01%	4703
2019 Q1	$5K	Hold	388	–	–	﹤0.01%	4645
2018 Q4	$5K	Hold	388	–	–	﹤0.01%	4574
2018 Q3	$5K	Sell	388 -1,996	-84%	-$26.2K	﹤0.01%	4590
2018 Q2	$32K	Hold	2,384	–	–	﹤0.01%	3557
2018 Q1	$32K	Hold	2,384	–	–	﹤0.01%	3557
2017 Q4	$33K	Sell	2,384 -6,000	-72%	-$85.2K	﹤0.01%	3490
2017 Q3	$119K	Hold	8,384	–	–	﹤0.01%	2484
2017 Q2	$123K	Buy	8,384 +384	+5%	+$5.73K	﹤0.01%	2389
2017 Q1	$119K	Hold	8,000	–	–	﹤0.01%	2277
2016 Q4	$115K	Hold	8,000	–	–	﹤0.01%	2208
2016 Q3	$130K	Hold	8,000	–	–	﹤0.01%	2058
2016 Q2	$134K	Hold	8,000	–	–	﹤0.01%	1945
2016 Q1	$126K	Buy	8,000 +6,000	+300%	+$91.9K	﹤0.01%	1906
2015 Q4	$30K	Buy	+2,000	New	+$29.8K	﹤0.01%	2937
2015 Q2	–	Sell	-2,600	Closed	-$40K	–	4672
2015 Q1	$40K	Hold	2,600	–	–	﹤0.01%	2718
2014 Q4	$40K	Buy	+2,600	New	+$39.4K	﹤0.01%	2496
2014 Q1	–	Sell	-700	Closed	-$10K	–	3779
2013 Q4	$10K	Sell	700 -3,315	-83%	-$46.4K	﹤0.01%	2926
2013 Q3	$57K	Hold	4,015	–	–	﹤0.01%	1735
2013 Q2	$61K	Buy	+4,015	New	+$65.3K	﹤0.01%	1586

Other funds holding DTF

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

GAMC

Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DTF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its DTF Tax-Free Income 2028 Term Fund (DTF) position steady in Q4 2019 at 388 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #4692.

Ladenburg Thalmann Financial Services first reported a position in DTF in Q2 2013 and has held it in 22 quarters since. The position peaked at $134K in Q2 2016. 27 funds tracked by Wall St. Rank hold DTF as of Q4 2019.

Ladenburg Thalmann Financial Services held 388 shares of DTF Tax-Free Income 2028 Term Fund worth $6K as of Q4 2019.
Ladenburg Thalmann Financial Services left its DTF Tax-Free Income 2028 Term Fund share count unchanged in Q4 2019.
DTF Tax-Free Income 2028 Term Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4692 holding.
Ladenburg Thalmann Financial Services first reported a position in DTF Tax-Free Income 2028 Term Fund in Q2 2013 and has held it in 22 quarters since.
Ladenburg Thalmann Financial Services's DTF Tax-Free Income 2028 Term Fund position peaked at $134K in Q2 2016.
27 funds tracked by Wall St. Rank held DTF Tax-Free Income 2028 Term Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.