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DTF

DTF Tax-Free Income 2028 Term Fund

21 hedge funds and large institutions have $10.9M invested in DTF Tax-Free Income 2028 Term Fund in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less ownership

Funds ownership: 9.83%7.83% (-2%)

12% less capital invested

Capital invested by funds: $12.4M → $10.9M (-$1.52M)

13% less funds holding

Funds holding: 2421 (-3)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$2.73M -$45.1K -2,900 -2%
KIM
2
Karpus Investment Management
New York
$2.19M -$2.08M -134,011 -50%
AAM
3
Advisors Asset Management
Colorado
$1.57M +$965K +62,036 +180%
N
4
Nuveen
North Carolina
$1.02M
RJA
5
Raymond James & Associates
Florida
$748K -$17K -1,091 -2%
First Trust Advisors
6
First Trust Advisors
Illinois
$546K -$291K -18,675 -36%
Morgan Stanley
7
Morgan Stanley
New York
$471K -$288K -18,499 -39%
FM
8
Foster & Motley
Ohio
$360K -$7.78K -500 -2%
Goldman Sachs
9
Goldman Sachs
New York
$315K -$1.01K -65 -0.3%
SWM
10
Segment Wealth Management
Texas
$235K
Wells Fargo
11
Wells Fargo
California
$225K +$23.3K +1,500 +12%
AQR Capital Management
12
AQR Capital Management
Connecticut
$177K -$76.8K -4,938 -31%
U
13
UBS
Switzerland
$106K +$77.1K +4,959 +331%
Creative Planning
14
Creative Planning
Kansas
$39K +$9.55K +614 +34%
BC
15
Bartlett & Co
Ohio
$33K
MMG
16
Monetary Management Group
Missouri
$29K +$27.2K +1,750 New
M&T Bank
17
M&T Bank
New York
$24K
Bank of America
18
Bank of America
North Carolina
$16K
GT
19
Glenmede Trust
Pennsylvania
$14K
BRWA
20
B. Riley Wealth Advisors
Florida
$13.5K +$12.9K +830 New
DA
21
Doliver Advisors
Texas
-$339K -22,946 Closed
LPL Financial
22
LPL Financial
California
-$264K -17,842 Closed
WAM
23
Wolverine Asset Management
Illinois
-$178K -12,040 Closed
AllianceBernstein
24
AllianceBernstein
Tennessee
-$66K -4,475 Closed
NSIM
25
North Star Investment Management
Illinois
-$65K -4,365 Closed

DTF Hedge Fund Activity: Q2 2014 in Review

21 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in DTF Tax-Free Income 2028 Term Fund (DTF) for Q2 2014, worth a combined $10.9M — down 12% from $12.4M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DTF and 2 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 4 added.

The largest buyer was Advisors Asset Management, adding an estimated $965K. The largest seller was Karpus Investment Management, cutting an estimated $2.08M.

  • 21 institutional investors held DTF Tax-Free Income 2028 Term Fund (DTF) as of Q2 2014, down from 24 in Q1 2014.
  • Funds reported $10.9M of DTF Tax-Free Income 2028 Term Fund stock for Q2 2014, down 12% quarter-over-quarter.
  • 2 funds opened new DTF Tax-Free Income 2028 Term Fund positions in Q2 2014 and 5 closed out, a net change of -3 holders.
  • The largest DTF Tax-Free Income 2028 Term Fund buyer in Q2 2014 was Advisors Asset Management, an estimated $965K added.
  • The largest DTF Tax-Free Income 2028 Term Fund seller in Q2 2014 was Karpus Investment Management, an estimated $2.08M sold.

Based on aggregated 13F filings for Q2 2014.